DFX Intelligence
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Firm absorbed
3 advisors left B••• R•••••• F•••••••• S•••••••• I••• for C••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Haley Reed Wainio | Marquette, Mi | Jul 7, 2025 | Apr 7, 2025 |
| Jason John Rolling | Marquette, Mi | Jul 7, 2025 | Apr 8, 2025 |
| Jon Charles Mommaerts | Marquette, Mi | Jul 7, 2025 | Apr 7, 2025 |
The rule
- Registrations ended
- Jul 7, 2025
- Registered next
- Apr 7, 2025 to Apr 8, 2025
- Branch state
- MI
- Cities
- 1, most in Marquette, Mi
- Registered there that day
- 6 (people still on IAPD; an estimate)
- Share of that headcount
- 50%
- Succession by the destination
- none on the tape