DFX Intelligence

RIA Intelligence

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Firm absorbed

4 advisors left B••••• A••••••• G••••• I••• for B••••••••• S•••••••• W•••••• L••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Christopher J RicciLincoln, RiDec 6, 2023Dec 6, 2023
Dawn Ellen Filliatreault WoodLincoln, RiDec 6, 2023Dec 6, 2023
Kevin Robert TremorLincoln, RiDec 6, 2023Dec 7, 2023
Nolin Rossi FriasLincoln, RiDec 6, 2023Dec 6, 2023
The rule
Registrations ended
Dec 6, 2023
Registered next
Dec 6, 2023 to Dec 7, 2023
Branch state
RI
Cities
1, most in Lincoln, Ri
Registered there that day
5 (people still on IAPD; an estimate)
Share of that headcount
80%
Succession by the destination
none on the tape
Other teams out of B••••• A••••••• G••••• I•••Other teams into B••••••••• S•••••••• W•••••• L••