DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nolin Rossi Frias
Certified Financial Planner
Feed of 09/15/2026
Also filed as Nolin Frias
At current firm
2 y
since Jul 1, 2024
In the industry
12 y
since Jan 14, 2014 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Focus Partners Wealth, LLC independent RIA currentsince Jul 1, 2024 · St. Louis, Mo
- Buckingham Strategic Wealth, LLC formerDec 6, 2023 to Jul 1, 2024 · St Louis, Mo
- Briggs Advisory Group, Inc. formerMay 11, 2022 to Dec 6, 2023 · Lincoln, Ri
- John Hancock Investment Management LLC asset managerNov 8, 2018 to Apr 22, 2022 · Boston, Ma
- Manulife Investment Management (US) LLC asset managerJan 11, 2016 to Nov 8, 2018 · Boston, Ma
- Signator Investors, Inc. formerJun 4, 2014 to Dec 31, 2014 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Buckingham Strategic Wealth, LLC to Focus Partners Wealth, LLCleft Jul 1, 2024, registered Jul 1, 2024 (0 days) · corporate re-registration, not a move
- Briggs Advisory Group, Inc. to Buckingham Strategic Wealth, LLCleft Dec 6, 2023, registered Dec 6, 2023 (0 days) · RIA to RIA · moved with a team
- John Hancock Investment Management LLC to Briggs Advisory Group, Inc.left Apr 22, 2022, registered May 11, 2022 (19 days) · Other
- Manulife Investment Management (US) LLC to John Hancock Investment Management LLCleft Nov 8, 2018, registered Nov 8, 2018 (0 days) · corporate re-registration, not a move
- Signator Investors, Inc. to Manulife Investment Management (US) LLCleft Dec 31, 2014, registered Jan 11, 2016 (376 days) · channel change inside one enterprise, not a move
Signals
- Nolin Rossi Frias left Briggs Advisory Group, Inc. for Buckingham Strategic Wealth, Llc (registered 2023-12-06)Dec 6, 2023 · Advisor changed firm · fact
- Nolin Rossi Frias left John Hancock Investment Management Llc for Briggs Advisory Group, Inc. (registered 2022-05-11)Apr 22, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address