DFX Intelligence
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Firm absorbed
3 advisors left T••••••• C••••••• P•••••• W••••• M••••••••• L•• for M•• C•••••• M••••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Audra Christine Nay | Santa Rosa, Ca | Jan 30, 2024 | Feb 23, 2024 |
| Marc Anthony Traverso | Santa Rosa, Ca | Jan 30, 2024 | Jan 29, 2024 |
| Matthew Lee Adams | Santa Rosa, Ca | Jan 30, 2024 | Jan 30, 2024 |
The rule
- Registrations ended
- Jan 30, 2024
- Registered next
- Jan 29, 2024 to Feb 23, 2024
- Branch state
- CA
- Cities
- 1, most in Santa Rosa, Ca
- Registered there that day
- 4 (people still on IAPD; an estimate)
- Share of that headcount
- 75%
- Succession by the destination
- none on the tape