DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Channel change (one enterprise)
3 advisors moved from A•••• P•••••••• L•• to F•••• P••••••• W•••••• L••
Not a lift-out: both firms report F•••• Operating, Llc as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Brady John Ball | Bend, Or | Jun 27, 2025 | May 5, 2025 |
| Leilah Essam Buker | Beaverton, Or | Jun 27, 2025 | May 7, 2025 |
| Sarah Elizabeth Robinson | Portland, Or | Jun 27, 2025 | May 5, 2025 |
The rule
- Registrations ended
- Jun 27, 2025
- Registered next
- May 5, 2025 to May 7, 2025
- Branch state
- OR
- Cities
- 1, most in Portland, Or
- Registered there that day
- 22 (people still on IAPD; an estimate)
- Share of that headcount
- 14%
- One enterprise because
- both firms report F•••• Operating, Llc as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape