DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Firm absorbed
10 advisors left C•••••••• W••••• C••••••••• L•• for C•••••••
independent RIAtoinstitutionalOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Audrey Blanke | Charlotte, Nc | Jul 14, 2025 | Mar 5, 2025 |
| Bridget Mcdermott | Charlotte, Nc | Jul 14, 2025 | Mar 5, 2025 |
| George Harrell Edmiston | Charlotte, Nc | Jul 14, 2025 | Mar 5, 2025 |
| Gregory Prince | Charlotte, Nc | Jul 14, 2025 | Mar 5, 2025 |
| Jeanne Kelsey Fritchley | Charlotte, Nc | Jul 14, 2025 | Mar 5, 2025 |
| Lyle Conner Mutter | Charlotte, Nc | Jul 14, 2025 | Mar 5, 2025 |
| Lyric Boyette Martin | Charlotte, Nc | Jul 14, 2025 | Mar 5, 2025 |
| Molly Mahaffey Peecher | Charlotte, Nc | Jul 14, 2025 | Mar 5, 2025 |
| Richard Wade Austin | Charlotte, Nc | Jul 14, 2025 | Mar 5, 2025 |
| Steven Andrew Shak | Charlotte, Nc | Jul 14, 2025 | Mar 5, 2025 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Jul 14, 2025
- Registered next
- Mar 5, 2025
- Branch state
- NC
- Cities
- 1, most in Charlotte, Nc
- Registered there that day
- 10 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape