DFX Intelligence
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Team lift-out
3 advisors left S••••••••• W••••• for K•••••• I••••••••• M••••••••• I•••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jackson Sowell | Summit, Nj | Feb 22, 2024 | Mar 7, 2024 |
| Jamale Trevon Carothers | Summit, Nj | Feb 22, 2024 | Feb 28, 2024 |
| Mark Biggs | Summit, Nj | Feb 22, 2024 | Feb 28, 2024 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Feb 22, 2024
- Registered next
- Feb 28, 2024 to Mar 7, 2024
- Branch state
- NJ
- Cities
- 1, most in Summit, Nj
- Registered there that day
- 65 (people still on IAPD; an estimate)
- Share of that headcount
- 4.6%
- Succession by the destination
- none on the tape