DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
K•••••• I••••••••• M••••••••• I•••
Latest filing Sep 16, 2026
First filing on the tape Mar 5, 2020 · 93 filings
SEC status approved since Apr 8, 2020
RAUM
$451M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
99%
$446M individuals and HNW
Advisors
30
registered through the firm on IAPD
RAUM per advisor
$15.0M
derived; firm RAUM over IAPD count
Employees
40
30 advisory (5.B.1)
Offices
19
beyond the principal office
Private funds
0
reported on Schedule D
History
93 filings and snapshots on the tape
RAUM$451M as of Aug 7, 2026
Mar 4, 2021$137M then
HNW client RAUM$148M as of Aug 7, 2026
Mar 4, 2021$91.6M then
State-registered IARs (5.B.3)30 as of Aug 7, 2026
Mar 4, 20217 then
Employees (5.A)40 as of Aug 7, 2026
Mar 4, 202110 then
Private funds: no history
RAUM +29% over the last fiscal year+22% a year over threeIARs 16 to 30offices 14 to 19
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $15.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 48derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $135,575derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.5derived20 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +16%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$298M66%
- High-net-worth individuals$148M33%
- Pension and profit-sharing plans$4.3M0.9%
- Corporations and businesses$789,9050.2%
- Individual clients
- 1,381reported
- HNW clients
- 72reported
- Pension plan clients
- 4reported
- Charitable clients
- 0reported
- Accounts
- 3,326reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
30 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•• A•••• H••••••••Certified Financial Planner | Los Angeles, Ca | Apr 4, 2016 | 16 y | 1 |
| D•••• K••••• | Irvine, Ca | Oct 5, 2017 | 40 y | 1 |
| N••• K••••• | Irvine, Ca | Oct 13, 2018 | 11 y | 0 |
| S••••• A•••• | Glendale, Ca | Jun 12, 2019 | 17 y | 1 |
| T••••• H•••• K••••• | Manchester, Nh | May 19, 2021 | 27 y | 1 |
| J•••• D• P••••••Certified Financial Planner | Los Angeles, Ca | Sep 15, 2021 | 24 y | 2 |
| J••••• R•••• O•••••Certified Financial Planner | Los Angeles, Ca | Dec 14, 2021 | 10 y | 0 |
| J•••• M•••••• F•••• | Princeton, Nj | Jan 3, 2022 | 15 y | 5 |
| J••• S•••••• K•••••• | Los Angeles, Ca | Feb 14, 2022 | 12 y | 2 |
| P••• L••• D••••••••• | Rancho Cucamonga, Ca | Dec 2, 2022 | 32 y | 2 |
| L•••• P••••••• | Irvine, Ca | Jan 29, 2024 | 11 y | 0 |
| J••••• T••••• C•••••••• | Bowling Green, Ky | Feb 28, 2024 | 13 y | 1 |
| M••• B•••• | Los Angeles, Ca | Feb 28, 2024 | 12 y | 2 |
| J•••••• S••••• | Bowling Green, Ky | Mar 7, 2024 | 12 y | 1 |
| M•• A••• L•••••Certified Financial Planner | Irvine, Ca | Oct 17, 2024 | 10 y | 1 |
| M•••••• E••• M••••• | Los Angeles, Ca | Jan 1, 2025 | 18 y | 1 |
| A••••• K••• T•••••• | Lehi, Ut | Mar 17, 2025 | 34 y | 5 |
| N••••• L• O••••••• | Los Angeles, Ca | Mar 27, 2025 | 11 y | 0 |
| J•••• P••• B•••••• | Los Angeles, Ca | Jul 3, 2025 | 13 y | 0 |
| J••• S••••••• | Los Angeles, Ca | Aug 15, 2025 | 10 y | 2 |
| S•••• M•••• R••••Chartered Financial Consultant | Charlotte, Fl | Nov 25, 2025 | 10 y | 0 |
| L••• B•••• | Los Angeles, Ca | Jan 27, 2026 | 10 y | 0 |
| D•••• M•••• J•••••• | Los Angeles, Ca | Feb 6, 2026 | 19 y | 0 |
| M••••••• D••••• | Los Angeles, Ca | Mar 12, 2026 | 12 y | 0 |
| J•••••••• L•••• | The Woodlands, Tx | Apr 30, 2026 | 17 y | 0 |
| J••••••• P••• D••••••••• | Los Angeles, Ca | May 5, 2026 | 11 y | 0 |
| C••• R••• K•••••Chartered Financial Consultant | Manchester, Nh | May 12, 2026 | 15 y | 0 |
| T••••• A••••• N••• | Los Angeles, Ca | May 13, 2026 | 10 y | 0 |
| S••••• M•••••• M•••••••Certified Financial Planner | Upland, Ca | May 20, 2026 | 16 y | 5 |
| A••• Z••••••••Certified Financial Planner | Pasadena, Ca | Jul 1, 2026 | 18 y | 2 |
Advisor movement
4 left, 2 joined in 12 months
net -2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 13% of current headcount9 left over 36 months
Left, latest
- L••• A•• B•••••••• to R••••••••• W••••• L••Mar 25, 2026 · RIA to RIA
- S•••••• S••••• B•••••• to G•••• W••••• M••••••••• L••Feb 3, 2026 · RIA to RIA
- D•••••• M•••••• D••••• to R•••• I••••••••• A••••••• L••Oct 13, 2025 · RIA to affiliated broker-dealer or bank
- R•••• E••• D••••• to R•••• I••••••••• A••••••• L••Oct 13, 2025 · RIA to affiliated broker-dealer or bank
- M•••••• A••• W••••••• to E••••• A•••••••• L••Jul 2, 2024 · RIA to a state-registered adviser
- J•••• A•••• G•••• to E••••• A•••••••• L••Jul 2, 2024 · RIA to a state-registered adviser
- M•••••• E•••• S•••• to S••••••••• W•••••• L••Feb 5, 2024 · RIA to RIA
- G••• J••••• P••••••• to S••••••••• W•••••• L••Feb 5, 2024 · RIA to RIA
- Y••••• S••••••• to S••••• I••••••••• M••••••••• L••Oct 13, 2023 · RIA to RIA
- D••••• B••••• M••••••• to C•••••• A••••••• S•••••••• L••Jul 12, 2023 · RIA to RIA
- M••• N•••• to S••••••••• W•••••Apr 13, 2023 · RIA to RIA
- J•••• M•••••• R•••• to I••• W••••• M••••••••• L••Nov 8, 2022 · RIA to RIA
- A••• L•• T••••• to E••••••• W••••• L••Aug 19, 2022 · RIA to a state-registered adviser
- A•••••• P•••• D••••••• to I••••• P••••••••• W•••••• L••Apr 19, 2022 · RIA to RIA
- G•••••• S•••• S••••• to B••••••••• W••••• A•••••••• L••Jul 23, 2021 · RIA to RIA
Joined, latest
- A••• Z•••••••• from L••• A••••• F•••••••• L••Jul 1, 2026 · RIA to RIA
- S••••• M•••••• M••••••• from R•••• I••••••••• A••••••• L••May 20, 2026 · Affiliated broker-dealer or bank to independent RIA
- J••• S••••••• from A•••••• W••••• M••••••••• L••Aug 15, 2025 · RIA to RIA
- A••••• K••• T•••••• from V••••• A•••• M•••••••••Mar 17, 2025 · RIA to RIA
- M•••••• E••• M••••• from S•••••••• F••••••••• I•••Jan 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- J•••••• S••••• from S••••••••• W•••••Mar 7, 2024 · RIA to RIA
- M••• B•••• from S••••••••• W•••••Feb 28, 2024 · RIA to RIA
- J••••• T••••• C•••••••• from S••••••••• W•••••Feb 28, 2024 · RIA to RIA
- M•••••• E•••• S•••• from F•••• C•••••• A••••••• S•••••••Mar 21, 2023 · Affiliated broker-dealer or bank to independent RIA
- P••• L••• D••••••••• from M•••••• A••••• S••••••••• L••Dec 2, 2022 · Affiliated broker-dealer or bank to independent RIA
- Y••••• S••••••• from O••••••••• S••••••••• I•••Nov 23, 2022 · Affiliated broker-dealer or bank to independent RIA
- J•••• A•••• G•••• from C••••••••• W•••••• L••Jun 23, 2022 · RIA to RIA
- M•••••• A••• W••••••• from C••••••••• W•••••• L••Jun 16, 2022 · RIA to RIA
- G••• J••••• P••••••• from P••••• W••••• M••••••••• L••Mar 3, 2022 · Other
- J••• S•••••• K•••••• from F••••• I•••••••••Feb 14, 2022 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for E••••• A•••••••• L••Jul 2, 2024 · San Diego, Ca
- 2 left for S••••••••• W•••••• L••Feb 5, 2024 · Provo, Ut
- 3 joined from S••••••••• W•••••Feb 22, 2024 · Summit, Nj
- 2 joined from C••••••••• W•••••• L••Jun 27, 2022 · San Diego, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••••• A••• A•••• · Presidentcontrolsince 01/2016 · owns 75% or more
- R••••• D•••• E•••••••• · Chief Compliance Officercontrolsince 03/2023 · owns less than 5%
Related persons
Schedule D 7.A
- B•••••• F•••••••• G••••• L••real estaten
- B•••• F•••••••• S•••••••insurancereal estaten
- B•••••••• F•••••••• G••••• L••real estaten
- C•••••• I•••••••• G••••• L••real estaten
- F•• F•••••••• S•••••••real estaten
- K•••••• A••••• • I•••••••• S•••••••• I•••real estaten
- K•••••• F•••••••• • I•••••••• S••••••••• I•••real estaten
- M••••••• W•••••real estaten
- O••••• A•••••• I•••real estaten
- P•••••• F•••••••• G••••• I•••real estaten
- R•• • A••••••••• F•••••••• • I•••••••• S•••••••• I•••real estaten
- T•••• F•••• F•••••••• A•••••••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Los Angeles, Ca · principal | 29 | 14 | 0 | ||
| Irvine, Ca | 4 | 4 | 0 | ||
| Bowling Green, Ky | 4 | 1 | 0 | ||
| Manchester, Nh | 3 | 1 | 0 | ||
| The Woodlands, Tx | 2 | 1 | 0 | ||
| Rancho Cucamonga, Ca | 2 | 1 | 0 | ||
| Oak Brook, Il | 2 | 1 | 0 | ||
| Temecula, Ca | 0 | 0 | 0 | ||
| Louisville, Ky | 0 | 0 | 1 | ||
| Deer Park, Il | 0 | 0 | 1 | ||
| Provo, Ut | 0 | 0 | 0 | ||
| San Diego, Ca | 0 | 0 | 0 | ||
| Naples, Fl | 0 | 0 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Bowling Green, KY3 employees
- Chino Hills, CA1 employees
- Deer Park, IL1 employees
- Glendale, CA1 employees
- Hampton, NH1 employees
- Laconia, NH1 employees
- Los Angeles, CA1 employees
- Louisville, KY1 employees
- Manchester, NH1 employees
- Oak Brook, IL1 employees
- Princeton, NJ1 employees
- Tulsa, OK1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- advisor count surgeChange between filings · filing Apr 28, 2026advisory representatives (Item 5.B.3) moved from 16.0 to 24.0 (+50.0%) between the annual amendments of 2025-04-14 and 2026-04-28; the peer median change was 0.0% (965 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (965) · 97% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Aug 7, 2026 to Sep 16, 2026
- Succession · false to unsetAug 7, 2026 to Sep 16, 2026
- Advisory employees · 31 to 30Jul 31, 2026 to Aug 7, 2026
- Employees · 41 to 40Jul 31, 2026 to Aug 7, 2026
- State-registered IARs · 31 to 30Jul 31, 2026 to Aug 7, 2026
- Other offices · 20 to 19Jul 31, 2026 to Aug 7, 2026
- Advisory employees · 29 to 31Jun 25, 2026 to Jul 31, 2026
- Employees · 39 to 41Jun 25, 2026 to Jul 31, 2026
- Insurance-licensed employees · 3 to 4Jun 25, 2026 to Jul 31, 2026
- State-registered IARs · 29 to 31Jun 25, 2026 to Jul 31, 2026
- Other offices · 19 to 20Jun 25, 2026 to Jul 31, 2026
- Advisory employees · 24 to 29Apr 28, 2026 to May 27, 2026
- Employees · 34 to 39Apr 28, 2026 to May 27, 2026
- State-registered IARs · 24 to 29Apr 28, 2026 to May 27, 2026
- Other offices · 16 to 19Apr 28, 2026 to May 27, 2026
- Advisory employees · 21 to 24Mar 25, 2026 to Apr 28, 2026
- Employees · 31 to 34Mar 25, 2026 to Apr 28, 2026
- Insurance-licensed employees · 0 to 3Mar 25, 2026 to Apr 28, 2026
- State-registered IARs · 21 to 24Mar 25, 2026 to Apr 28, 2026
- Other offices · 15 to 16Mar 25, 2026 to Apr 28, 2026
- Related adviser · false to trueMar 25, 2026 to Apr 28, 2026
- Accounts · 2,857 to 3,326Feb 18, 2026 to Mar 25, 2026
- Corporate clients · 0 to 3Feb 18, 2026 to Mar 25, 2026
- HNW clients · 47 to 72Feb 18, 2026 to Mar 25, 2026
- Individual clients · 1,203 to 1,381Feb 18, 2026 to Mar 25, 2026
- Pension plan clients · 2 to 4Feb 18, 2026 to Mar 25, 2026
- Other offices · 16 to 15Feb 18, 2026 to Mar 25, 2026
- Discretionary RAUM · $312M to $419MFeb 18, 2026 to Mar 25, 2026
- HNW RAUM · $106M to $148MFeb 18, 2026 to Mar 25, 2026
- Individual RAUM · $239M to $298MFeb 18, 2026 to Mar 25, 2026
- Non-discretionary RAUM · $36.2M to $31.6MFeb 18, 2026 to Mar 25, 2026
- Pension RAUM · $3.0M to $4.3MFeb 18, 2026 to Mar 25, 2026
- RAUM · $348M to $451MFeb 18, 2026 to Mar 25, 2026
- Advisory employees · 20 to 21Dec 9, 2025 to Feb 18, 2026
- State-registered IARs · 20 to 21Dec 9, 2025 to Feb 18, 2026
- Advisory employees · 19 to 20Oct 15, 2025 to Dec 9, 2025
- Employees · 30 to 31Oct 15, 2025 to Dec 9, 2025
- State-registered IARs · 19 to 20Oct 15, 2025 to Dec 9, 2025
- Other offices · 15 to 16Oct 15, 2025 to Dec 9, 2025
- Advisory employees · 22 to 19Aug 19, 2025 to Oct 15, 2025
Signals
25 dated events
- L••• A•• B•••••••• left K•••••• I••••••••• M••••••••• I••• for R••••••••• W••••• L•• (registered 2026-03-25)Mar 25, 2026 · Advisor changed firm · fact
- K•••••• I••••••••• M••••••••• I••• reported RAUM $450.9M, up 29% from $348.2M (2026-02-18 to 2026-03-25)Mar 25, 2026 · RAUM change · derived
- S•••••• S••••• B•••••• left K•••••• I••••••••• M••••••••• I••• for G•••• W••••• M••••••••• L•• (registered 2025-12-23)Feb 3, 2026 · Advisor changed firm · fact
- D•••••• M•••••• D••••• left K•••••• I••••••••• M••••••••• I••• for R•••• I••••••••• A••••••• L•• (registered 2025-10-21)Oct 13, 2025 · Advisor changed firm · fact
- R•••• E••• D••••• left K•••••• I••••••••• M••••••••• I••• for R•••• I••••••••• A••••••• L•• (registered 2025-10-21)Oct 13, 2025 · Advisor changed firm · fact
- J•••• A•••• G•••• left K•••••• I••••••••• M••••••••• I••• for E••••• A•••••••• L•• (registered 2024-07-10)Jul 2, 2024 · Advisor changed firm · fact
- M•••••• A••• W••••••• left K•••••• I••••••••• M••••••••• I••• for E••••• A•••••••• L•• (registered 2024-07-10)Jul 2, 2024 · Advisor changed firm · fact
- 2 advisors left K•••••• I••••••••• M••••••••• I••• (San Diego, CA) for E••••• A•••••••• L•• on the same dayJul 2, 2024 · Team lift-out · derived
- 2 advisors left S••••••••• W••••• (Summit, NJ) for K•••••• I••••••••• M••••••••• I••• on the same dayFeb 22, 2024 · Team lift-out · derived
- M•••••• E•••• S•••• left K•••••• I••••••••• M••••••••• I••• for S••••••••• W•••••• L•• (registered 2024-02-20)Feb 5, 2024 · Advisor changed firm · fact
- G••• J••••• P••••••• left K•••••• I••••••••• M••••••••• I••• for S••••••••• W•••••• L•• (registered 2024-02-20)Feb 5, 2024 · Advisor changed firm · fact
- 2 advisors left K•••••• I••••••••• M••••••••• I••• (Provo, UT) for S••••••••• W•••••• L•• on the same dayFeb 5, 2024 · Team lift-out · derived
- Y••••• S••••••• left K•••••• I••••••••• M••••••••• I••• for S••••• I••••••••• M••••••••• L•• (registered 2023-10-10)Oct 13, 2023 · Advisor changed firm · fact
- D••••• B••••• M••••••• left K•••••• I••••••••• M••••••••• I••• for C•••••• A••••••• S•••••••• L•• (registered 2023-06-14)Jul 12, 2023 · Advisor changed firm · fact
- M••• N•••• left K•••••• I••••••••• M••••••••• I••• for S••••••••• W••••• (registered 2023-04-24)Apr 13, 2023 · Advisor changed firm · fact
- K•••••• I••••••••• M••••••••• I••• reported 18 offices beyond its principal office, up from 13 (2023-01-25 to 2023-03-27)Mar 27, 2023 · Office count change · derived
- Nmn Shahed Azarian (Chief Compliance Officer) no longer on Schedule A of K•••••• I••••••••• M••••••••• I••• (listed 2023-01-25, absent 2023-03-27)Mar 27, 2023 · Control person left · inference
- E•••••••• D••• R•••• (Chief Compliance Officer) appeared on Schedule A of K•••••• I••••••••• M••••••••• I•••Mar 27, 2023 · Control person joined · fact
- J•••• M•••••• R•••• left K•••••• I••••••••• M••••••••• I••• for I••• W••••• M••••••••• L•• (registered 2023-11-28)Nov 8, 2022 · Advisor changed firm · fact
- A••• L•• T••••• left K•••••• I••••••••• M••••••••• I••• for E••••••• W••••• L•• (registered 2022-09-09)Aug 19, 2022 · Advisor changed firm · fact
- 2 advisors left C••••••••• W•••••• L•• (San Diego, CA) for K•••••• I••••••••• M••••••••• I••• on the same dayJun 27, 2022 · Team lift-out · derived
- A•••••• P•••• D••••••• left K•••••• I••••••••• M••••••••• I••• for I••••• P••••••••• W•••••• L•• (registered 2022-05-02)Apr 19, 2022 · Advisor changed firm · fact
- K•••••• I••••••••• M••••••••• I••• reported RAUM $260.6M, up 90% from $136.8M (2022-03-02 to 2022-03-17)Mar 17, 2022 · RAUM change · derived
- Nmn Shahed Azarian (Chief Compliance Officer) appeared on Schedule A of K•••••• I••••••••• M••••••••• I•••Mar 4, 2021 · Control person joined · fact
- K•••••• I••••••••• M••••••••• I••• filed its initial SEC registration (Form ADV)Mar 5, 2020 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@kineticagency.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-711-4818reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/kinetic-financialreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/kinetic-agencyreportedpublic record, Form ADV, Sep 18, 2026
- Website
- kineticagency.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (800) 711-4818reportedpublic record, Form ADV, Sep 16, 2026
- Contact form
- kineticagency.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $15.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026