DFX Intelligence
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Team lift-out
2 advisors left T••••••• A•••••• N••••••• L•• for H•••••••• F•••••••• G••••
BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Andrew Taylor Price | Thousand Oaks, Ca | Mar 3, 2022 | Feb 28, 2022 |
| David Patrick Harrington | Thousand Oaks, Ca | Mar 3, 2022 | Feb 28, 2022 |
The rule
- Registrations ended
- Mar 3, 2022
- Registered next
- Feb 28, 2022
- Branch state
- CA
- Cities
- 1, most in Thousand Oaks, Ca
- Registered there that day
- 168 (people still on IAPD; an estimate)
- Share of that headcount
- 1.2%
- Succession by the destination
- a succession within a year (Feb 28, 2022), not necessarily this firm