DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
2 advisors left T••••••• A•••••• N••••••• L•• for L••••••• W••••• M••••••••• G••••
BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| John Thomas Levi | Hudson, Wi | Aug 15, 2022 | Aug 1, 2022 |
| Kurt Micheal Haugen | Hudson, Wi | Aug 15, 2022 | Aug 1, 2022 |
The rule
- Registrations ended
- Aug 15, 2022
- Registered next
- Aug 1, 2022
- Branch state
- WI
- Cities
- 1, most in Hudson, Wi
- Registered there that day
- 178 (people still on IAPD; an estimate)
- Share of that headcount
- 1.1%
- Succession by the destination
- a succession within a year (Aug 1, 2022), not necessarily this firm