DFX Intelligence
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Team lift-out
5 advisors left R•• C•••••• M••••••• L•• for S•••••• W••••• A••••••• L••
national BDtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Alyson Taillon Schafer | Reno, Nv | Apr 10, 2024 | Aug 12, 2024 |
| Carla Rae Bessette | Reno, Nv | Apr 10, 2024 | Mar 28, 2024 |
| Daniel Gerry Roberts | Reno, Nv | Apr 10, 2024 | Mar 28, 2024 |
| Erich Michael Brenner | Reno, Nv | Apr 10, 2024 | Mar 28, 2024 |
| Peter Andrew Bessette | Reno, Nv | Apr 10, 2024 | Mar 28, 2024 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Apr 10, 2024
- Registered next
- Mar 28, 2024 to Aug 12, 2024
- Branch state
- NV
- Cities
- 1, most in Reno, Nv
- Registered there that day
- 3,264 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- Succession by the destination
- none on the tape