DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Stratos Wealth Advisors LLC
Latest filing Sep 16, 2026
First filing on the tape Jul 26, 2016 · 172 filings
SEC status approved since Aug 15, 2016
RAUM
$5.6B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
97%
$5.4B individuals and HNW
Advisors
71
registered through the firm on IAPD
RAUM per advisor
$78.5M
derived; firm RAUM over IAPD count
Employees
170
67 advisory (5.B.1)
Offices
30
beyond the principal office
Private funds
0
reported on Schedule D
History
172 filings and snapshots on the tape
RAUM$5.6B as of Aug 12, 2026
Mar 24, 2017$839,001 then
HNW client RAUM$4.2B as of Aug 12, 2026
Mar 23, 2018$8.0M then
State-registered IARs (5.B.3)67 as of Aug 12, 2026
Mar 24, 20176 then
Employees (5.A)170 as of Aug 12, 2026
Mar 24, 20176 then
Private funds: no history
RAUM +14% over the last fiscal year+16% a year over threeIARs 76 to 67
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $78.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 69derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $432,194derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 2.3derived31 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- -12%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.1%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- $3.0BreportedItem 5.I
- Custody
- $580M, 614 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$4.2B76%
- Individuals$1.2B21%
- Corporations and businesses$118M2.1%
- Pension and profit-sharing plans$36.7M0.7%
- Charitable organizations$21.0M0.4%
- Insurance companies$3.1M0.1%
- Individual clients
- 3,573reported
- HNW clients
- 1,355reported
- Pension plan clients
- 40reported
- Charitable clients
- 10reported
- Accounts
- 12,896reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $1.7B sponsored, $0 managedreported
- Custody of client assets
- $580M for 614 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=23.0derived
Advisors registered through the firm
68 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Richard Arnold Nilsen | Alexandria, Va | Dec 9, 2016 | 29 y | 2 |
| Ryan Nicholas Paugh | Beachwood, Oh | May 1, 2017 | 21 y | 4 |
| John Stephen Toth | Beachwood, Oh | Nov 13, 2017 | 32 y | 6 |
| Pierre Blaise Villere | Metairie, La | Apr 2, 2018 | 14 y | 2 |
| Michael C Feller | Evansville, In | Apr 17, 2018 | 29 y | 1 |
| Tina Marie Migge | Canton, Oh | May 15, 2018 | 26 y | 1 |
| Jason R Hostetler | Canton, Oh | May 18, 2018 | 22 y | 1 |
| William Edward BakerChartered Financial Analyst | Wexford, Pa | Jun 5, 2018 | 28 y | 2 |
| Anthony Edward Pratt | Wexford, Pa | Jul 2, 2018 | 24 y | 1 |
| Haad Mahir MajiedCertified Financial Planner | Mint Hill, Nc | Sep 4, 2018 | 20 y | 2 |
| Eric Ross Susi | Dublin, Oh | Nov 1, 2018 | 31 y | 3 |
| Andrew David Smith | Dublin, Oh | Nov 1, 2018 | 16 y | 4 |
| Erik Harpsoe | Westlake, Oh | Jan 17, 2019 | 28 y | 5 |
| Brian Paul Fowles | Westlake, Oh | Jan 17, 2019 | 30 y | 5 |
| Kenneth Gardner Bielejeski | Roseville, Ca | Jan 24, 2019 | 33 y | 4 |
| Jeffrey Paul Mucci | Huntsville, Al | Apr 18, 2019 | 33 y | 5 |
| Scott Clifton Buell | Franklin, Tn | Apr 18, 2019 | 33 y | 5 |
| Kevin C Dufault | Rockland, Ma | Apr 26, 2019 | 12 y | 1 |
| Timothy Duggan | Rockland, Ma | Apr 26, 2019 | 10 y | 1 |
| Mark Thomas Roman | Rockland, Ma | Apr 26, 2019 | 32 y | 1 |
| Russell James Long | Wooster, Oh | Dec 10, 2019 | 15 y | 0 |
| Jarrett Keith Felton | Rochester, Ny | May 20, 2020 | 21 y | 1 |
| Kevin D MillardCertified Financial Planner | Philadelphia, Pa | Mar 29, 2021 | 18 y | 3 |
| Michael Sung Ma | Philadelphia, Pa | Mar 29, 2021 | 24 y | 1 |
| Jason Kowal | Fairfax, Va | Jul 30, 2021 | 10 y | 2 |
| Jan Eric KowalCertified Financial Planner | Fairfax, Va | Jul 30, 2021 | 39 y | 2 |
| Daniel Joseph Falcone | Rockland, Ma | Aug 2, 2021 | 11 y | 0 |
| Eric Lee BiddleCertified Financial Planner | Dublin, Oh | Oct 20, 2021 | 12 y | 1 |
| Christopher Fleming KileyCertified Financial Planner | Cincinnati, Oh | May 2, 2022 | 29 y | 2 |
| Nathan Don Ferrante | Roseville, Ca | Jun 28, 2022 | 11 y | 0 |
| Jennifer M Brennan | Rockland, Ma | Sep 13, 2022 | 26 y | 1 |
| Andrew James MikovchCertified Financial Planner | Cincinnati, Oh | Sep 14, 2022 | 29 y | 1 |
| Kenneth Joseph Gimbel | Kennebunkport, Me | Sep 21, 2022 | 38 y | 2 |
| James Charles Conley | Canton, Oh | Feb 9, 2023 | 11 y | 0 |
| James C Picolo | Dublin, Oh | Apr 6, 2023 | 24 y | 4 |
| Joseph Nicholas SwiderskiCertified Financial Planner | Beachwood, Oh | May 17, 2023 | 20 y | 1 |
| Vincent Edward Sobocinski | Cincinnati, Oh | Jun 7, 2023 | 15 y | 2 |
| Daniel Corcoran KileyCertified Financial Planner | Cincinnati, Oh | Jun 8, 2023 | 42 y | 2 |
| Robert Alan Hamer | Northbrook, Il | Jun 21, 2023 | 28 y | 3 |
| Thomas Russell Leroy | Rochester, Ny | Aug 22, 2023 | 10 y | 0 |
Advisor movement
6 left, 6 joined in 12 months
net 0 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 8.5% of current headcount21 left over 36 months
Left, latest
- Brian P Merrick to Wells Fargo AdvisorsMay 12, 2026 · RIA to wirehouse
- Peter Tyler Grave to August Wealth Advisors LLCMar 5, 2026 · RIA to a newly registered adviser
- Conor Patrick Keenan to August Wealth Advisors LLCMar 3, 2026 · RIA to a newly registered adviser
- Howard Charles Greenberg to August Wealth Advisors LLCFeb 26, 2026 · RIA to a newly registered adviser
- Joseph John Cardello to August Wealth Advisors LLCFeb 25, 2026 · RIA to a newly registered adviser
- Eugene Anderson Wozny to SavvyNov 17, 2025 · RIA to RIA
- Phillip Nuttall to LPL Financial LLCSep 10, 2025 · RIA to affiliated broker-dealer or bank
- Jude Christopher Cypher to Wealthspire AdvisorsApr 28, 2025 · RIA to RIA
- Morgan R Allen to Beau Morgan AdvisorsMar 25, 2025 · RIA to a newly registered adviser
- Daniel Milton Johnson to Riverbend Wealth Management, LLCDec 20, 2024 · RIA to a newly registered adviser
- Paul Saunders to Riverbend Wealth Management, LLCDec 20, 2024 · RIA to a newly registered adviser
- Jeremy Morris Finger to Riverbend Wealth Management, LLCDec 20, 2024 · RIA to a newly registered adviser
- Dennis Peter Notchick to Avantax Advisory ServicesNov 25, 2024 · RIA to affiliated broker-dealer or bank
- John Davis Young to Stratos Wealth Partners, LtdJul 1, 2024 · RIA to affiliated broker-dealer or bank
- Wellborn Jack to Acme Jack Wealth ManagementJul 1, 2024 · RIA to a newly registered adviser
Joined, latest
- Kevin Patrick Nix from Stratos Wealth Partners, LtdSep 9, 2026 · Affiliated broker-dealer or bank to independent RIA
- Amy Peschl Batta from Balefire, LLCAug 12, 2026 · RIA to RIA
- Richard Russell Geiger from Morgan StanleyApr 15, 2026 · Wirehouse to independent RIA
- Larry Warren Sills from Stratos Wealth Partners, LtdMar 31, 2026 · Affiliated broker-dealer or bank to independent RIA
- Marni Kristine Angus from Morgan StanleyMar 13, 2026 · Wirehouse to independent RIA
- Eric Joseph Fessler from 9258 Wealth Management, LLCJan 29, 2026 · RIA to RIA
- Andrew J Shamy from Advice And Planning ServicesJan 15, 2025 · Affiliated broker-dealer or bank to independent RIA
- Aaron Allen Reed from Wcm Investment ManagementDec 5, 2024 · Other
- Ronald Mario Taraborrelli from Vanguard Advisers, Inc.Oct 2, 2024 · Affiliated broker-dealer or bank to independent RIA
- Aura Lewanna Carmi from Edelman Financial EnginesSep 5, 2024 · RIA to RIA
- Alyson Taillon Schafer from RBC Capital Markets, LLCAug 12, 2024 · Affiliated broker-dealer or bank to independent RIA
- Morgan R Allen from Capitol Securities Management, Inc.Jul 5, 2024 · RIA to RIA
- Mitchell Philip Hamer from Northcoast Asset Management LLCMay 6, 2024 · RIA to RIA
- Henry Allen Spain from Carnegie Investment CounselApr 10, 2024 · RIA to RIA
- Dayna Marie Smith from Cedar Brook GroupApr 10, 2024 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for August Wealth Advisors LLCFeb 25, 2026 · Westport, Ct
- 3 left for Riverbend Wealth Management, LLCDec 20, 2024 · Myrtle Beach, Sc
- 3 left for Avantax Planning Partners, Inc.Feb 1, 2024 · Seven Fields, Pa
- 2 left for Park Edge Advisors, LLCNov 30, 2022 · Gates Mills, Oh
- 2 left for Stevens Capital PartnersApr 1, 2022 · Omaha, Ne
- 4 left for B. Riley Wealth Advisors, Inc.Jan 2, 2020 · Westport, Ct
- 3 left for Advisory Services NetworkMar 20, 2017 · Ann Arbor, Mi · Firm absorbed
- 5 joined from RBC Capital Markets, LLCApr 10, 2024 · Reno, Nv
- 3 joined from Beacon Financial Advisory LLCDec 14, 2023 · Cleveland, Oh
- 2 joined from Edelman Financial EnginesAug 27, 2021 · Fairfax, Va
- 2 joined from Wells Fargo AdvisorsJun 14, 2021 · Pepper Pike, Oh
- 2 joined from Advice And Planning ServicesMar 2, 2021 · Philadelphia, Pa
- 4 joined from Gierl Augustine Investment Management, Inc.Jun 19, 2020 · Seven Fields, Pa · Firm absorbed
- 2 joined from Edelman Financial EnginesApr 29, 2019 · Brentwood, Tn
- 3 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 29, 2019 · Hingham, Ma
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Eileen Nancy Andrefsky · Chief Financial Officer, Non-Membercontrolsince 05/2016 · owns less than 5%
- Andrew Eric Beahn · Director Of Advisory Membercontrolsince 05/2016 · owns less than 5%
- Luis Camacho · President Stratos Wealth Enterprises LLCcontrolsince 07/2018 · owns less than 5%
- Kathryn Jennifer Collins · Director Of Advisory Compliance, Non-Membercontrolsince 03/2022 · owns less than 5%
- Alan Jeffrey Concepcion · Chief Executive Non-Membercontrolsince 03/2021 · owns less than 5%
- Ivana Charis Jones · Chief Operating Officer, Non-Membercontrolsince 10/2025 · owns less than 5%
- Hale Kathryn Louttit · Chief Compliance Officer, Non-Membercontrolsince 03/2022 · owns less than 5%
- Stuart Phillip Nuttall · Chief Operating Officer, Non-Membercontrolsince 07/2023 · owns less than 5%
- Jean Dull Barbara Simons · Director Of Brokerage Compliance, Non-Membercontrolsince 10/2014 · owns less than 5%
- Alan Jeffrey Concepcion · Managing Membercontrolsince 01/2016 · owns 75% or more of Stratos Wealth Holdings LLC
- David Albin · Supervisory Principal/Non-Membersince 04/2025 · owns less than 5%
- Kristine Marni Angus · Office Of Supervision Membersince 03/2026 · owns less than 5%
- Alan Douglas Burns · Director, Non-Member Compliance/Non-Member Principal/Non-Membersince 10/2021 · owns less than 5%
- Michael Thomas Copley · Supervisory Principal, Non-Membersince 04/2022 · owns less than 5%
- Lynn Megan Heaton · Senior Supervisorysince 05/2026 · owns less than 5%
- L Savanna Steed · Director Of Advisory Compliancesince 09/2025 · owns less than 5%
Entity owners
- Stratos Intermediate Holdco LLC · Memberdirect · owns 75% or more
- Stratos Intermediate Holdco I LLC · Memberindirect · owns 75% or more of Stratos Intermediate Holdco LLC
- Stratos Wealth Holdings LLC · Memberindirect · owns 75% or more of Stratos Intermediate Holdco I LLC
Related persons
Schedule D 7.A
- Renaissance Investment Group, LLCinvestment advisernRAUM $726M
- Stratos Investment Management, LLCinvestment advisernRAUM $3.3B
- Stratos Wealth Partners, Ltdinvestment advisernRAUM $19B
- Stratos Wealth Securities, LLCbroker-dealern
Advisers that list Stratos Wealth Advisors LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Beachwood, Oh · principal | 8 | 3 | 0 | ||
| Cincinnati, Oh | 7 | 1 | 1 | ||
| Pepper Pike, Oh | 6 | 0 | 0 | ||
| Reno, Nv | 6 | 0 | 0 | ||
| Rockland, Ma | 6 | 0 | 0 | ||
| Dublin, Oh | 5 | 0 | 0 | ||
| Canton, Oh | 3 | 0 | 0 | ||
| Franklin, Tn | 3 | 1 | 0 | ||
| Philadelphia, Pa | 3 | 0 | 0 | ||
| Fairfax, Va | 2 | 0 | 0 | ||
| Huntsville, Al | 2 | 0 | 0 | ||
| Las Vegas, Nv | 2 | 0 | 0 | ||
| Northbrook, Il | 2 | 0 | 0 | ||
| Wexford, Pa | 2 | 0 | 0 | ||
| Rochester, Ny | 2 | 0 | 0 | ||
| Roseville, Ca | 2 | 0 | 0 | ||
| Westlake Village, Ca | 2 | 0 | 0 | ||
| Westlake, Oh | 2 | 0 | 0 | ||
| Brentwood, Tn | 1 | 0 | 0 | ||
| San Diego, Ca | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Reno, NV4 employees
- Rockland, MA4 employees
- Cincinnati, OH3 employees
- Westport, CT3 employees
- Fairfax, VA3 employees
- Dublin, OH3 employees
- Pepper Pike, OH3 employees
- Brentwood, TN2 employees
- Canton, OH2 employees
- Huntsville, AL2 employees
- Northbrook, IL2 employees
- Philadelphia, PA2 employees
- Westlake, OH2 employees
- Wexford, PA2 employees
- Reston, VA1 employees
- Rochester, NY1 employees
- Florham Park, NJ1 employees
- Roseville, CA1 employees
- , 1 employees
- Westlake Village, CA1 employees
- Mint Hill, NC1 employees
- Evansville, IN1 employees
- Metairie, LA1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Sep 1, 2026JONES, CHARIS, IVANA (CHIEF OPERATING OFFICER, NON-MEMBER) appeared on Schedule A between the filings of 2023-08-04 and 2026-09-01peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Sep 1, 2026SIMONS, BARBARA, JEAN DULL (DIRECTOR OF BROKERAGE COMPLIANCE, NON-MEMBER) left Schedule A between the filings of 2023-08-04 and 2026-09-01peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Sep 1, 2026COLLINS, JENNIFER, KATHRYN (DIRECTOR OF ADVISORY COMPLIANCE, NON-MEMBER) left Schedule A between the filings of 2023-08-04 and 2026-09-01peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Sep 1, 2026ANDREFSKY, NANCY, EILEEN (CHIEF FINANCIAL OFFICER, NON-MEMBER) left Schedule A between the filings of 2023-08-04 and 2026-09-01peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Sep 1, 2026Nuttall, Phillip, Stuart (CHIEF OPERATING OFFICER, NON-MEMBER) left Schedule A between the filings of 2023-08-04 and 2026-09-01peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Financial planning clients · 11-25 to 11-25Aug 12, 2026 to Sep 1, 2026
- Succession · false to unsetAug 12, 2026 to Sep 1, 2026
- Accounts · 12,432 to 12,896Dec 22, 2025 to Mar 31, 2026
- Advisory employees · 76 to 67Dec 22, 2025 to Mar 31, 2026
- BD registered reps · 27 to 23Dec 22, 2025 to Mar 31, 2026
- Charity clients · 5 to 10Dec 22, 2025 to Mar 31, 2026
- Corporate clients · 44 to 45Dec 22, 2025 to Mar 31, 2026
- HNW clients · 1,216 to 1,355Dec 22, 2025 to Mar 31, 2026
- Individual clients · 3,708 to 3,573Dec 22, 2025 to Mar 31, 2026
- Pension plan clients · 6 to 40Dec 22, 2025 to Mar 31, 2026
- Assets in custody · $121M to $580MDec 22, 2025 to Mar 31, 2026
- Employees · 181 to 170Dec 22, 2025 to Mar 31, 2026
- Insurance-licensed employees · 2 to 3Dec 22, 2025 to Mar 31, 2026
- Financial planning clients · 26-50 to 11-25Dec 22, 2025 to Mar 31, 2026
- State-registered IARs · 76 to 67Dec 22, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.9B to $5.5BDec 22, 2025 to Mar 31, 2026
- HNW RAUM · $3.6B to $4.2BDec 22, 2025 to Mar 31, 2026
- Individual RAUM · $1.2B to $1.2BDec 22, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $32.5M to $35.9MDec 22, 2025 to Mar 31, 2026
- Pension RAUM · $9.0M to $36.7MDec 22, 2025 to Mar 31, 2026
- RAUM · $4.9B to $5.6BDec 22, 2025 to Mar 31, 2026
- Wrap assets (sponsor) · $1.3B to $1.7BDec 22, 2025 to Mar 31, 2026
- Related insurance company · false to trueNov 17, 2025 to Dec 22, 2025
- Financial planning clients · 26-50 to 26-50Jun 30, 2025 to Jul 30, 2025
- Accounts · 12,529 to 12,432Feb 21, 2025 to Apr 21, 2025
- Advisory employees · 67 to 76Feb 21, 2025 to Apr 21, 2025
- BD registered reps · 3 to 27Feb 21, 2025 to Apr 21, 2025
- Charity clients · 7 to 5Feb 21, 2025 to Apr 21, 2025
- Corporate clients · 207 to 44Feb 21, 2025 to Apr 21, 2025
- HNW clients · 647 to 1,216Feb 21, 2025 to Apr 21, 2025
- Individual clients · 4,256 to 3,708Feb 21, 2025 to Apr 21, 2025
- Pension plan clients · 10 to 6Feb 21, 2025 to Apr 21, 2025
- Assets in custody · $127M to $121MFeb 21, 2025 to Apr 21, 2025
- Employees · 99 to 181Feb 21, 2025 to Apr 21, 2025
- Insurance-licensed employees · 3 to 2Feb 21, 2025 to Apr 21, 2025
- Financial planning clients · 51-100 to 26-50Feb 21, 2025 to Apr 21, 2025
- State-registered IARs · 66 to 76Feb 21, 2025 to Apr 21, 2025
- Discretionary RAUM · $4.2B to $4.9BFeb 21, 2025 to Apr 21, 2025
- HNW RAUM · $2.1B to $3.6BFeb 21, 2025 to Apr 21, 2025
- Individual RAUM · $2.0B to $1.2BFeb 21, 2025 to Apr 21, 2025
Signals
57 dated events
- Brian P Merrick left Stratos Wealth Advisors Llc for Wells Fargo Advisors (registered 2026-05-05)May 12, 2026 · Advisor changed firm · fact
- Peter Tyler Grave left Stratos Wealth Advisors Llc for August Wealth Advisors Llc (registered 2026-02-19)Mar 5, 2026 · Advisor changed firm · fact
- Conor Patrick Keenan left Stratos Wealth Advisors Llc for August Wealth Advisors Llc (registered 2026-02-19)Mar 3, 2026 · Advisor changed firm · fact
- Howard Charles Greenberg left Stratos Wealth Advisors Llc for August Wealth Advisors Llc (registered 2026-02-19)Feb 26, 2026 · Advisor changed firm · fact
- Joseph John Cardello left Stratos Wealth Advisors Llc for August Wealth Advisors Llc (registered 2026-02-19)Feb 25, 2026 · Advisor changed firm · fact
- 3 advisors left Stratos Wealth Advisors LLC (Westport, CT) for August Wealth Advisors LLC within 8 daysFeb 25, 2026 · Team lift-out · derived
- Eugene Anderson Wozny left Stratos Wealth Advisors Llc for Savvy (registered 2025-12-02)Nov 17, 2025 · Advisor changed firm · fact
- Phillip Nuttall left Stratos Wealth Advisors Llc for Lpl Financial Llc (registered 2025-09-12)Sep 10, 2025 · Advisor changed firm · fact
- Jude Christopher Cypher left Stratos Wealth Advisors Llc for Wealthspire Advisors (registered 2025-06-12)Apr 28, 2025 · Advisor changed firm · fact
- Morgan R Allen left Stratos Wealth Advisors Llc for Beau Morgan Advisors (registered 2025-05-19)Mar 25, 2025 · Advisor changed firm · fact
- Jeremy Morris Finger left Stratos Wealth Advisors Llc for Riverbend Wealth Management, Llc (registered 2024-10-28)Dec 20, 2024 · Advisor changed firm · fact
- Daniel Milton Johnson left Stratos Wealth Advisors Llc for Riverbend Wealth Management, Llc (registered 2024-10-28)Dec 20, 2024 · Advisor changed firm · fact
- Paul Saunders left Stratos Wealth Advisors Llc for Riverbend Wealth Management, Llc (registered 2024-10-28)Dec 20, 2024 · Advisor changed firm · fact
- 3 advisors left Stratos Wealth Advisors LLC (Myrtle Beach, SC) for Riverbend Wealth Management, LLC on the same dayDec 20, 2024 · Team lift-out · derived
- Dennis Peter Notchick left Stratos Wealth Advisors Llc for Avantax Advisory Services (registered 2024-11-21)Nov 25, 2024 · Advisor changed firm · fact
- Wellborn Jack left Stratos Wealth Advisors Llc for Acme Jack Wealth Management (registered 2024-04-12)Jul 1, 2024 · Advisor changed firm · fact
- John Davis Young left Stratos Wealth Advisors Llc for Stratos Wealth Partners, Ltd (registered 2023-07-24)Jul 1, 2024 · Advisor changed firm · fact
- 5 advisors left RBC Capital Markets, LLC (Reno, NV) for Stratos Wealth Advisors LLC on the same dayApr 10, 2024 · Team lift-out · derived
- Jack Daniel Jacoby (Portfolio Manager; Non-Member) no longer on Schedule A of Stratos Wealth Advisors Llc (listed 2024-02-22, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Timothy Augustine left Stratos Wealth Advisors Llc for Avantax Planning Partners, Inc. (registered 2024-03-14)Mar 20, 2024 · Advisor changed firm · fact
- David J King left Stratos Wealth Advisors Llc for Avantax Advisory Services (registered 2024-02-14)Feb 5, 2024 · Advisor changed firm · fact
- Zachary Sell left Stratos Wealth Advisors Llc for Avantax Planning Partners, Inc. (registered 2024-02-05)Feb 1, 2024 · Advisor changed firm · fact
- Cassidy Hill Schmidt left Stratos Wealth Advisors Llc for Avantax Planning Partners, Inc. (registered 2024-02-06)Feb 1, 2024 · Advisor changed firm · fact
- Gary Earl Augustine left Stratos Wealth Advisors Llc for Avantax Planning Partners, Inc. (registered 2024-02-07)Feb 1, 2024 · Advisor changed firm · fact
- 3 advisors left Stratos Wealth Advisors LLC (Pittsburgh, PA) for Avantax Planning Partners, Inc. on the same dayFeb 1, 2024 · Team lift-out · derived
- Phillip Benjamin Friedman left Stratos Wealth Advisors Llc for Sequoia Financial Group, L.L.C. (registered 2024-01-18)Jan 3, 2024 · Advisor changed firm · fact
- 3 advisors left Beacon Financial Advisory LLC (Cleveland, OH) for Stratos Wealth Advisors LLC on the same dayDec 14, 2023 · Team lift-out · derived
- Stuart Phillip Nuttall (Chief Operating Officer, Non-Member) appeared on Schedule A of Stratos Wealth Advisors LlcAug 4, 2023 · Control person joined · fact
- Louis Robert Civitarese left Stratos Wealth Advisors Llc for Lpl Financial Llc (registered 2023-05-16)May 17, 2023 · Advisor changed firm · fact
- Stratos Wealth Advisors Llc reported 27 offices beyond its principal office, up from 22 (2023-02-10 to 2023-03-30)Mar 30, 2023 · Office count change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 585-510-7060reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- invessent.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (440) 519-2500reportedpublic record, Form ADV, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $78.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026