DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Firm absorbed
11 advisors left S•••••••• I••••••••• G••••• L•• for N•••••• A•••••••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Christopher J Compton | Birmingham, Al | Dec 4, 2025 | Dec 7, 2025 |
| Cynthia Anne Thomas | Birmingham, Al | Dec 4, 2025 | Dec 5, 2025 |
| James Walter Allen | Birmingham, Al | Dec 4, 2025 | Dec 5, 2025 |
| Jerry Gale Duncan | Birmingham, Al | Dec 4, 2025 | Dec 8, 2025 |
| John Frederick Long | Birmingham, Al | Dec 4, 2025 | Dec 5, 2025 |
| Kimberly P Harless | Birmingham, Al | Dec 4, 2025 | Dec 5, 2025 |
| Matthew Crisman Brown | Birmingham, Al | Dec 4, 2025 | Dec 7, 2025 |
| Natalie Dawn Manning Deal | Birmingham, Al | Dec 4, 2025 | Dec 5, 2025 |
| Nicholas Guy Robillard | Birmingham, Al | Dec 4, 2025 | Dec 7, 2025 |
| Thomas Lawson Joy | Birmingham, Al | Dec 4, 2025 | Dec 5, 2025 |
| Tony Randall Smith | Birmingham, Al | Dec 4, 2025 | Dec 5, 2025 |
The rule
- Registrations ended
- Dec 4, 2025
- Registered next
- Dec 5, 2025 to Dec 8, 2025
- Branch state
- AL
- Cities
- 1, most in Birmingham, Al
- Registered there that day
- 11 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape