DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Newedge Advisors

Broker-dealer affiliated wealth managerNew Orleans, LouisianaCRD 171351SEC 801-79876website IAPD

Legal name Newedge Advisors, LLC

Latest filing Sep 14, 2026

First filing on the tape May 30, 2014 · 235 filings

SEC status approved since Jun 20, 2014

RAUM

$43B

reported, Item 5.F

Discretionary

97%

of RAUM

Private clients

92%

$40B individuals and HNW

Advisors

601

registered through the firm on IAPD

RAUM per advisor

$71.9M

derived; firm RAUM over IAPD count

Employees

1,073

515 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

235 filings and snapshots on the tape

RAUM$43B as of Aug 31, 2026

Feb 4, 2015$447M then

HNW client RAUM$28B as of Aug 31, 2026

Mar 22, 2018$125M then

State-registered IARs (5.B.3)585 as of Aug 31, 2026

Feb 4, 20155 then

Employees (5.A)1,073 as of Aug 31, 2026

Feb 4, 20159 then

Private funds: no history

RAUM +58% over the last fiscal year+50% a year over threeIARs 465 to 585

Practice profile

derived from the filing of Sep 14, 2026; every figure names its basis

Archetypes, each a printed rule

Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $71.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 81derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.2MderivedHNW RAUM over HNW clients
Average account: $419,560derivedRAUM over accounts (5.F.2.f)
Discretionary: 97%derivedof RAUM
Institutional: 1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.8derivedItem 5.A over advisors
Advisors per office: 6.0derived100 offices incl. principal (1.F.5)
RAUM growth, one year: +58%derivedbetween the last two annual amendments
Advisor growth, one year: +26%derivedItem 5.B.3 between annual amendments
Client growth, one year: +16%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Financial planning clients: 1,000reportedItem 5.H
Wrap fee program: $28BreportedItem 5.I
Custody: $15B, 49,918 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 2derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$28B66%
Individuals$11B26%
Corporations and businesses$3.0B6.9%
Pension and profit-sharing plans$322M0.7%
Charitable organizations$200M0.5%

Individual clients: 35,697reported
HNW clients: 13,112reported
Pension plan clients: 259reported
Charitable clients: 166reported
Accounts: 103,000reported
Financial planning clients: 1,000reported
Wrap fee programs: $73.1M sponsored, $0 managedreported
Custody of client assets: $15B for 49,918 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.92 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=399.0derived

Advisors registered through the firm

602 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Eric Brian Andresen	New Orleans, La	May 16, 2005	26 y	0
John Harold GiffordCertified Financial Planner, Chartered Financial Consultant	New Orleans, La	Apr 26, 2010	32 y	3
Timothy Jon Finkelston	New Orleans, La	May 2, 2011	28 y	1
Gerald Thomas GossCertified Financial Planner	New Orleans, La	Jun 23, 2014	43 y	2
George Frederick Sins	New Orleans, La	Jun 23, 2014	26 y	3
Alexander Thomas Goss	New Orleans, La	Jun 23, 2014	17 y	2
Matthew Ross Duplechain	New Orleans, La	Jun 23, 2014	15 y	2
Steven Wade Fanguy	New Orleans, La	Nov 18, 2015	14 y	2
Troy Matthew Toups	New Orleans, La	Nov 18, 2015	20 y	2
Gary Kent Drake	Junction City, Ks	Apr 14, 2016	16 y	1
Stephen Kent LilesCertified Financial Planner	New Orleans, La	Apr 21, 2016	18 y	3
William Owen Thompson	New Orleans, La	Apr 21, 2016	15 y	2
Steven Curtis DardenCertified Financial Planner	Shreveport, La	Jun 9, 2016	20 y	2
Brandon Carl Papa	Shreveport, La	Aug 15, 2016	28 y	2
John Rodney Pilgreen	New Orleans, La	Aug 15, 2016	36 y	1
John William RovettoChartered Financial Analyst	New Orleans, La	Oct 27, 2016	22 y	1
Walter Marcel Gundlach	New Orleans, La	Nov 1, 2016	32 y	3
David Benton Turnage	New Orleans, La	Nov 7, 2016	16 y	1
Chad Daniel Dufrene	New Orleans, La	Nov 7, 2016	24 y	2
Christopher Michael Kenny	New Orleans, La	Nov 7, 2016	32 y	0
Tristram Sanborn Millard	New Orleans, La	Nov 7, 2016	26 y	4
Jeffrey Stanton StoneCertified Financial Planner	Travelers Rest, Sc	Dec 7, 2016	19 y	3
Roland James PrestenbackCertified Financial Planner	New Orleans, La	Mar 1, 2017	16 y	0
Dustin Roth GrangerCertified Financial Planner	Lake Charles, La	Mar 24, 2017	21 y	1
Stephen Malcom GaineyCertified Financial Planner	Gulfport, Ms	Jun 1, 2017	26 y	3
Harlan Dickson Hughes	Shreveport, La	Jun 26, 2017	31 y	4
Ronald Scott Clinard	New Orleans, La	Sep 21, 2017	42 y	3
Bradford Cecil ClinardCertified Financial Planner	High Point, Nc	Sep 21, 2017	16 y	2
Jerrod Allen Pinkston	Springdale, Ar	Nov 17, 2017	34 y	4
Tom Allen Glandt	Oakes, Nd	Nov 29, 2017	27 y	1
Brian Dayries Wynne	New Orleans, La	Jan 5, 2018	17 y	1
Robert C Gray	Pierre, Sd	Feb 16, 2018	21 y	1
Eric Christian NeumannCertified Financial Planner	Ashland, Wi	Feb 20, 2018	34 y	1
Geoffrey Sean Hansen	Chaska, Mn	Feb 20, 2018	29 y	1
Kristie Lynn Voldberg	Ashland, Wi	Feb 20, 2018	17 y	1
Matthew D Hand	Chaska, Mn	Feb 20, 2018	10 y	1
Dane Thomas GleesonCertified Financial Planner	Ashland, Wi	Feb 20, 2018	10 y	1
John Russell FiorioCertified Financial Planner	New Orleans, La	Feb 20, 2018	41 y	1
Bradley Darrel Reinke	New Orleans, La	Feb 23, 2018	30 y	2
James Patrick BraunCertified Financial Planner	New Orleans, La	Feb 26, 2018	28 y	1

All 602 advisors at Newedge Advisors

Advisor movement

37 left, 108 joined in 12 months

net +71 in 12 months11 left in 90 days14 joined in 90 daysdeparture rate 6.2% of current headcount78 left over 36 months

Left, latest

John Anthony Rojas to Rossby Financial, LLC
Aug 31, 2026 · Affiliated broker-dealer or bank to independent RIA
Lesley Kay Degenhart to Rossby Financial, LLC
Aug 31, 2026 · Affiliated broker-dealer or bank to independent RIA
Thomas Robert Montavon to Kestra Advisory Services, LLC
Aug 4, 2026 · Affiliated broker-dealer or bank to another
Timothy John Halchuck to LPL Financial LLC
Aug 4, 2026 · Affiliated broker-dealer or bank to another
Thomas Charles Schwab to Kestra Advisory Services, LLC
Aug 4, 2026 · Affiliated broker-dealer or bank to another
Robert E. Montavon to Kestra Advisory Services, LLC
Aug 4, 2026 · Affiliated broker-dealer or bank to another
Michelle Scrivani to LPL Financial LLC
Aug 3, 2026 · Affiliated broker-dealer or bank to another
Matthew Damon Minichello to Charles Schwab & Co., Inc.
Jul 9, 2026 · Affiliated broker-dealer or bank to another
Sally Byrd Jilek to Cx Institutional, LLC
Jul 6, 2026 · Affiliated broker-dealer or bank to independent RIA
Erin Danielle Bluske to Sanctuary Advisors, LLC
Jun 22, 2026 · Affiliated broker-dealer or bank to another
Aidan J Mcdaniel to Morgan Stanley
Jun 22, 2026 · Affiliated broker-dealer or bank to wirehouse
Tyler Austin Robuck to Mariner
May 29, 2026 · Affiliated broker-dealer or bank to another
Christopher Wahl to Mariner
May 29, 2026 · Affiliated broker-dealer or bank to another
Aleksandra Tukan to Mariner
May 29, 2026 · Affiliated broker-dealer or bank to another
Bennett Edward Gross to Mariner
May 29, 2026 · Affiliated broker-dealer or bank to another

Joined, latest

Stephen Gerard Gooditis from Iam Advisory LLC
Sep 1, 2026 · RIA to affiliated broker-dealer or bank
Brandon Bastuba from The Pacific Financial Group, Inc.
Aug 25, 2026 · RIA to affiliated broker-dealer or bank
Kyle Frank Graffagnini from Coker & Palmer
Aug 20, 2026 · RIA to affiliated broker-dealer or bank
Arlen John Ledet from Wells Fargo Advisors
Aug 20, 2026 · Wirehouse to affiliated broker-dealer or bank
Hunter Bramlett from Onewealth Investment Management, LLC
Aug 11, 2026 · Other
Heather Ryan from Edward Jones
Aug 7, 2026 · Affiliated broker-dealer or bank to another
Cheyenne Gene Walker from Allworth Financial, L.P.
Jul 31, 2026 · Affiliated broker-dealer or bank to another
David Anthony Bastoni from Allworth Financial, L.P.
Jul 31, 2026 · Affiliated broker-dealer or bank to another
Caylin J Parker from MML Investors Services, LLC
Jul 15, 2026 · Affiliated broker-dealer or bank to another
Melissa Lee Herbert from Wells Fargo Advisors
Jul 9, 2026 · Wirehouse to affiliated broker-dealer or bank
Charles Wurdack from Cetera Investment Advisers LLC
Jul 7, 2026 · Affiliated broker-dealer or bank to another
Elizabeth Annamarie Tipton Weber from Raymond James Financial Services Advisors, Inc
Jul 2, 2026 · Affiliated broker-dealer or bank to another
Elizabeth Ann Plotkin from Empower Advisory Group, LLC
Jul 2, 2026 · Affiliated broker-dealer or bank to another
Jason Leonard Bertsch from Advice And Planning Services
Jun 22, 2026 · Affiliated broker-dealer or bank to another
Jon Connell from Edward Jones
Jun 18, 2026 · Affiliated broker-dealer or bank to another

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for Rossby Financial, LLC
Aug 31, 2026 · Jupiter, Fl
2 left for Kestra Advisory Services, LLC
Aug 4, 2026 · Centerville, Oh
4 left for Mariner
May 29, 2026 · New Orleans, La
2 left for LPL Financial LLC
Dec 11, 2025 · New Orleans, La
4 left for LPL Financial LLC
Nov 12, 2025 · New Orleans, La
4 left for Marathon Financial Group
Sep 22, 2025 · New Orleans, La
3 left for LPL Financial LLC
Mar 11, 2025 · Dover, Oh
2 left for Gratus Wealth Advisors LLC
Feb 1, 2024 · New Orleans, La

2 joined from Allworth Financial, L.P.
Jul 31, 2026 · Folsom, Ca
3 joined from Stifel, Nicolaus & Company, Incorporated
Jun 10, 2026 · Janesville, Wi
3 joined from Thrivent Investment Management Inc.
Apr 27, 2026 · Valparaiso, In
5 joined from Ameriprise Financial Services, LLC
Mar 21, 2026 · Wallkill, Ny
2 joined from Advice And Planning Services
Mar 18, 2026 · Amesbury, Ma
2 joined from LPL Financial LLC
Feb 5, 2026 · Sandyston, Nj
4 joined from Capital Analysts
Jan 27, 2026 · Lutcher, La
16 joined from Ameriprise Financial Services, LLC
Jan 27, 2026 · Franklin, Tn

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Franklin Joseph Banco · Chief Financial Officer And Treasurercontrol
since 11/2021 · owns less than 5%
Carl William Brand · Chief Compliance Officercontrol
since 04/2022 · owns less than 5%
Stone Jeffrey Cutler · Chief Experience Officercontrol
since 01/2023 · owns less than 5%
Ford Jennifer Deloach · Deputy Compliance Officercontrol
since 01/2023 · owns less than 5%
Thomas Alexander Goss · Chief Executive Officer/Foundercontrol
since 01/2023 · owns less than 5%
Anthony Stephen Pirigyi · Presidentcontrol
since 01/2023 · owns less than 5%
Paige Erin Sarver-Corbett · Chief Operations Officer, Managing Directorcontrol
since 01/2025 · owns less than 5%
Jason David Schnier · General Counsel And Secretarycontrol
since 01/2026 · owns less than 5%
Charles Justin Schoepf · Vice President Of Operationscontrol
since 12/2025 · owns less than 5%
Peter Kyle Smith · Vice Presidentcontrol
since 11/2021 · owns less than 5%
Baron David Symecko · Managing Director, Business Developmentcontrol
since 01/2021 · owns less than 5%
Dickman Neil Turner · Partner/Founder/Co- Ceocontrol
since 01/2025 · owns less than 5%

Entity owners

New Edge Capital Group, LLC · Direct Owner/Parent
direct · owns 75% or more
Edgeco Guarantor, L.P. · Shareholder
indirect · owns 75% or more of Newedge Wealth Holdings, L.P.
Edgeco Holdings, LP · Shareholder
indirect · owns 75% or more of Edgeco Guarantor, L.P.
Edgeco Investor Holding, L.P. · Shareholder
indirect · owns 75% or more of Edgeco Holdings, LP
Edgeco Wealth Management Gp, LLC · Gp
indirect · owns F of Edgeco Guarantor, L.P.
Edgeco Wealth Management Gp, LLC · Gp
indirect · owns F of Newedge Wealth Holdings, L.P.
Newedge Wealth Holdings, L.P. · Shareholder
indirect · owns 75% or more of New Edge Capital Group, LLC
Parthenon Investors V, L.P. · Shareholder
indirect · owns 50% to 75% of Edgeco Investor Holding, L.P.
Pcp Aggregator Gp, LLC · Gp
indirect · owns F of Edgeco Investor Holding, L.P.
Waterfall Eden Master Fund, Ltd. · Shareholder
indirect · owns 25% to 50% of Edgeco Investor Holding, L.P.

Related persons

Schedule D 7.A

Lpa Insurance Agency, Inc.
real estaten
Mid Atlantic Clearing & Settlement Corporation
broker-dealern
Mid Atlantic Trust Company
custodiann
Newedge Securities LLC
broker-dealern
New Edge Wealth
investment advisernRAUM $20B

Advisers that list Newedge Advisors as a related person

109771 n
307771 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out
New Orleans, La · principal	597	132	29	4
Franklin, Tn	17	17	0
Lafayette, La	17	1	0
Dallas, Tx	12	5	1
Birmingham, Al	11	11	0
Milldale, Ct	11	0	0
Pittsburgh, Pa	10	1	0
Troy, Mi	10	0	0
Shreveport, La	10	1	0
Destin, Fl	9	1	0
Bismarck, Nd	9	0	0
Greenville, Sc	9	1	0
Beaumont, Tx	8	4	0
Jacksonville, Fl	8	5	1
Baton Rouge, La	8	2	0
St Simons Island, Ga	8	0	0
Lake Charles, La	7	0	0
Atlanta, Ga	7	5	0
New York, Ny	7	0	0
Seal Beach, Ca	7	2	0

All 60 offices

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 5 since 2015, 2 in 24 monthsderived
Advisors acquired: 34derived
Still registered after 90 days: 97% of 34derived
After 180 days: 100% of 34derived
After 365 days: 100% of 23derived
After 730 days: 100% of 19derived
Team lift-outs after: 20derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Lafayette, LA10 employees
Milldale, CT10 employees
New Orleans, LA10 employees
Bismarck, ND9 employees
New Orleans, LA8 employees
Roselle, IL8 employees
St. Simons Island, GA8 employees
Pittsburgh, PA8 employees
Vladosta, GA7 employees
Dallas, TX7 employees
Troy, MI6 employees
St. Simons Island, GA6 employees
Scottsdale, AZ6 employees
Washington, DC6 employees
Overland Park, KS6 employees
Ashland, WI6 employees
Beaumont, TX6 employees
Columbus, OH6 employees
Shreveport, LA6 employees
Hudson, WI5 employees
Bismark, ND5 employees
Grand Rapids, MI5 employees
Irvine, CA5 employees
Baton Rouge, LA4 employees
Valdosta, GA4 employees

ADV anomalies

6 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Sep 14, 2026
SYMECKO, DAVID, BARON (MANAGING DIRECTOR, BUSINESS DEVELOPMENT) appeared on Schedule A between the filings of 2023-02-15 and 2026-09-14
peers: affiliated wealth managers, $20B and over (50)
control person changedChange between filings · filing Sep 14, 2026
DeLoach, Jennifer, Ford (DEPUTY COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2023-02-15 and 2026-09-14
peers: affiliated wealth managers, $20B and over (50)
control person changedChange between filings · filing Sep 14, 2026
SCHNIER, DAVID, JASON (GENERAL COUNSEL AND SECRETARY) appeared on Schedule A between the filings of 2023-02-15 and 2026-09-14
peers: affiliated wealth managers, $20B and over (50)
control person changedChange between filings · filing Sep 14, 2026
Schoepf, Justin, Charles (VICE PRESIDENT OF OPERATIONS) appeared on Schedule A between the filings of 2023-02-15 and 2026-09-14
peers: affiliated wealth managers, $20B and over (50)
control person changedChange between filings · filing Sep 14, 2026
PIRIGYI, STEPHEN, ANTHONY (PRESIDENT) left Schedule A between the filings of 2023-02-15 and 2026-09-14
peers: affiliated wealth managers, $20B and over (50)
RAUM up 50 %Change between filings · filing Apr 24, 2026
RAUM (Item 5.F) moved from $27,379,149,905 to $43,214,714,138 (+58.0%) between the annual amendments of 2025-04-30 and 2026-04-24; the peer median change was +20.0% (50 comparable advisers, 96.0th percentile of changes)
peers: affiliated wealth managers, $20B and over (50) · 96% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Financial planning clients · More than 500 to More than 500
Aug 31, 2026 to Sep 9, 2026
Succession · false to unset
Aug 31, 2026 to Sep 9, 2026
Assets in custody · unset to 14800967336.0
Jul 6, 2026 to Aug 31, 2026
Custody of client assets · false to true
Jul 6, 2026 to Aug 31, 2026
Accounts · 82,407 to 103,000
Feb 19, 2026 to Mar 31, 2026
Advisory employees · 465 to 515
Feb 19, 2026 to Mar 31, 2026
BD registered reps · 294 to 399
Feb 19, 2026 to Mar 31, 2026
Charity clients · 142 to 166
Feb 19, 2026 to Mar 31, 2026
Corporate clients · 489 to 663
Feb 19, 2026 to Mar 31, 2026
HNW clients · 11,252 to 13,112
Feb 19, 2026 to Mar 31, 2026
Individual clients · 30,808 to 35,697
Feb 19, 2026 to Mar 31, 2026
Pension plan clients · 254 to 259
Feb 19, 2026 to Mar 31, 2026
Employees · 768 to 1,073
Feb 19, 2026 to Mar 31, 2026
Insurance-licensed employees · 2 to 4
Feb 19, 2026 to Mar 31, 2026
Financial planning clients · 251-500 to More than 500
Feb 19, 2026 to Mar 31, 2026
State-registered IARs · 465 to 585
Feb 19, 2026 to Mar 31, 2026
Discretionary RAUM · $27B to $42B
Feb 19, 2026 to Mar 31, 2026
HNW RAUM · $17B to $28B
Feb 19, 2026 to Mar 31, 2026
Individual RAUM · $8.4B to $11B
Feb 19, 2026 to Mar 31, 2026
Non-discretionary RAUM · $669M to $1.4B
Feb 19, 2026 to Mar 31, 2026
Pension RAUM · $331M to $322M
Feb 19, 2026 to Mar 31, 2026
RAUM · $27B to $43B
Feb 19, 2026 to Mar 31, 2026
Wrap assets (sponsor) · $53.2M to $73.1M
Feb 19, 2026 to Mar 31, 2026
Financial planning clients · 251-500 to 251-500
May 21, 2025 to Jul 29, 2025
Accounts · 62,249 to 82,407
Feb 25, 2025 to Apr 30, 2025
Advisory employees · 396 to 465
Feb 25, 2025 to Apr 30, 2025
Advisory activities · 5 to 6
Feb 25, 2025 to Apr 30, 2025
BD registered reps · 194 to 294
Feb 25, 2025 to Apr 30, 2025
Charity clients · 115 to 142
Feb 25, 2025 to Apr 30, 2025
Corporate clients · 389 to 489
Feb 25, 2025 to Apr 30, 2025
HNW clients · 8,643 to 11,252
Feb 25, 2025 to Apr 30, 2025
Individual clients · 25,085 to 30,808
Feb 25, 2025 to Apr 30, 2025
Pension plan clients · 236 to 254
Feb 25, 2025 to Apr 30, 2025
Employees · 570 to 768
Feb 25, 2025 to Apr 30, 2025
State-registered IARs · 396 to 465
Feb 25, 2025 to Apr 30, 2025
Discretionary RAUM · $18B to $27B
Feb 25, 2025 to Apr 30, 2025
HNW RAUM · $11B to $17B
Feb 25, 2025 to Apr 30, 2025
Individual RAUM · $6.2B to $8.4B
Feb 25, 2025 to Apr 30, 2025
Non-discretionary RAUM · $836M to $669M
Feb 25, 2025 to Apr 30, 2025
Pension RAUM · $300M to $331M
Feb 25, 2025 to Apr 30, 2025

Signals

60 dated events

Shaynan Ross Spiegel registered as an investment adviser representative at Newedge Advisors
Sep 15, 2026 · Advisor registered · fact
Avery Tse no longer holds an investment adviser registration (last listed at Newedge Advisors on the 2026-09-14 feed)
Sep 14, 2026 · Advisor registration ended · derived
John Anthony Rojas left Newedge Advisors for Rossby Financial, Llc (registered 2026-09-08)
Aug 31, 2026 · Advisor changed firm · fact
Lesley Kay Degenhart left Newedge Advisors for Rossby Financial, Llc (registered 2026-09-08)
Aug 31, 2026 · Advisor changed firm · fact
2 advisors left Newedge Advisors (Jupiter, FL) for Rossby Financial, LLC on the same day
Aug 31, 2026 · Team lift-out · derived
Thomas Charles Schwab left Newedge Advisors for Kestra Advisory Services, Llc (registered 2026-08-04)
Aug 4, 2026 · Advisor changed firm · fact
Robert E. Montavon left Newedge Advisors for Kestra Advisory Services, Llc (registered 2026-08-04)
Aug 4, 2026 · Advisor changed firm · fact
Thomas Robert Montavon left Newedge Advisors for Kestra Advisory Services, Llc (registered 2026-08-04)
Aug 4, 2026 · Advisor changed firm · fact
Timothy John Halchuck left Newedge Advisors for Lpl Financial Llc (registered 2026-08-05)
Aug 4, 2026 · Advisor changed firm · fact
2 advisors left Newedge Advisors (Centerville, OH) for Kestra Advisory Services, LLC on the same day
Aug 4, 2026 · Team lift-out · derived
Michelle Scrivani left Newedge Advisors for Lpl Financial Llc (registered 2026-08-03)
Aug 3, 2026 · Advisor changed firm · fact
2 advisors left Allworth Financial, L.P. (Folsom, CA) for Newedge Advisors on the same day
Jul 31, 2026 · Team lift-out · derived
Matthew Damon Minichello left Newedge Advisors for Charles Schwab & Co., Inc. (registered 2026-08-11)
Jul 9, 2026 · Advisor changed firm · fact
Sally Byrd Jilek left Newedge Advisors for Cx Institutional, Llc (registered 2026-07-10)
Jul 6, 2026 · Advisor changed firm · fact
Aidan J Mcdaniel left Newedge Advisors for Morgan Stanley (registered 2026-06-24)
Jun 22, 2026 · Advisor changed firm · fact
Erin Danielle Bluske left Newedge Advisors for Sanctuary Advisors, Llc (registered 2026-08-05)
Jun 22, 2026 · Advisor changed firm · fact
3 advisors left Stifel, Nicolaus & Company, Incorporated (Janesville, WI) for Newedge Advisors on the same day
Jun 10, 2026 · Team lift-out · derived
Christopher Wahl left Newedge Advisors for Mariner (registered 2026-06-04)
May 29, 2026 · Advisor changed firm · fact
Aleksandra Tukan left Newedge Advisors for Mariner (registered 2026-06-03)
May 29, 2026 · Advisor changed firm · fact
Bennett Edward Gross left Newedge Advisors for Mariner (registered 2026-06-01)
May 29, 2026 · Advisor changed firm · fact
Reginald Gerald Gooden no longer registered at Newedge Advisors; no later IA registration on IAPD
May 29, 2026 · Advisor departure · fact
Tyler Austin Robuck left Newedge Advisors for Mariner (registered 2026-06-01)
May 29, 2026 · Advisor changed firm · fact
3 advisors left Newedge Advisors (New Orleans, LA) for Mariner on the same day
May 29, 2026 · Team lift-out · derived
3 advisors left Thrivent Investment Management Inc. (Valparaiso, IN) for Newedge Advisors on the same day
Apr 27, 2026 · Team lift-out · derived
Brandon Gabriel Weed left Newedge Advisors for Creative Planning (registered 2026-05-11)
Apr 21, 2026 · Advisor changed firm · fact
Cory Dale Mcelyea left Newedge Advisors for Lpl Financial Llc (registered 2026-04-20)
Apr 20, 2026 · Advisor changed firm · fact
Newedge Advisors reported 585 state-registered advisory representatives, up from 465 (2026-02-19 to 2026-03-31)
Mar 31, 2026 · Advisor headcount change · derived
Newedge Advisors reported RAUM $43.2B, up 58% from $27.4B (2026-02-19 to 2026-03-31)
Mar 31, 2026 · RAUM change · derived
5 advisors left Ameriprise Financial Services, LLC (Wallkill, NY) for Newedge Advisors on the same day
Mar 21, 2026 · Team lift-out · derived
Bennett Lyle Duffy left Newedge Advisors for Montz Harcus Wealth Management (registered 2026-04-07)
Mar 19, 2026 · Advisor changed firm · fact

Across DFX

shared identifiers only, never a name match

Newedge Advisors · Private Equity
shared crd · intermediary

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/newedge-advisorsreportedpublic record, Form ADV, Sep 17, 2026
Website: newedgeadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 504-459-4391reportedpublic record, Form ADV, Sep 14, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $71.9Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026