DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
2 advisors left D•••••••• A••••••• S•••••••• L•• for A••••••••• F•••••••• S•••••••• L••
BD affiliatedtonational BDAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Conor James Gum | Bethlehem, Pa | Sep 27, 2024 | Sep 27, 2024 |
| James Anthony Serratelli | Bethlehem, Pa | Sep 27, 2024 | Sep 30, 2024 |
The rule
- Registrations ended
- Sep 27, 2024
- Registered next
- Sep 27, 2024 to Sep 30, 2024
- Branch state
- PA
- Cities
- 1, most in Bethlehem, Pa
- Registered there that day
- 103 (people still on IAPD; an estimate)
- Share of that headcount
- 1.9%
- Succession by the destination
- none on the tape