DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from W•••••••• F•••••••• G••••• I••• to W•••••••• W••••• M••••••••• I•••
Not a lift-out: both firms report W•••••••• Holdings Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Anthony Douglas Branca | Woodstock, Ga | Mar 14, 2019 | Jul 9, 2018 |
| William Jasper Raike | Woodstock, Ga | Mar 14, 2019 | May 23, 2018 |
The rule
- Registrations ended
- Mar 14, 2019
- Registered next
- May 23, 2018 to Jul 9, 2018
- Branch state
- GA
- Cities
- 1, most in W••••••••, Ga
- Registered there that day
- 2 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- One enterprise because
- both firms report W•••••••• Holdings Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape