RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• D•••••• B•••••
- W•••••••• W••••• M••••••••• I••• independent RIA currentsince Jul 9, 2018 · W••••••••, Ga
- W•••••••• F•••••••• G••••• I••• formerSep 15, 2008 to Mar 14, 2019 · W••••••••, Ga
- I• A••••••• S•••••••• I••• formerJun 2, 2006 to Oct 10, 2008 · Bedminster, Nj
- T•• I••••••••• C•••••• I••• unclassifiedDec 15, 2003 to Jun 2, 2006 · Piscataway, Nj
- W•••••••• F•••••••• G••••• I••• to W•••••••• W••••• M••••••••• I•••left Mar 14, 2019, registered Jul 9, 2018 (-248 days) · channel change inside one enterprise, not a move · moved with a team
- I• A••••••• S•••••••• I••• to W•••••••• F•••••••• G••••• I•••left Oct 10, 2008, registered Sep 15, 2008 (-25 days) · Other
- T•• I••••••••• C•••••• I••• to I• A••••••• S•••••••• I•••left Jun 2, 2006, registered Jun 2, 2006 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address