DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from O•••• F•• I••• to O•••• W•••••• I•••
Not a lift-out: both firms report Ag Parent Corporation as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Charles Michael Moore | Eatonton, Ga | Apr 29, 2024 | Apr 29, 2024 |
| Crawford Brown Edwards | Eatonton, Ga | Apr 29, 2024 | Apr 29, 2024 |
The rule
- Registrations ended
- Apr 29, 2024
- Registered next
- Apr 29, 2024
- Branch state
- GA
- Cities
- 1, most in Eatonton, Ga
- Registered there that day
- 1,047 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- One enterprise because
- both firms report Ag Parent Corporation as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape