DFX Intelligence
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Registered advisor
C•••••• M•••••• M••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as C•••••• M•••••• M••••
At current firm
2 y
since Apr 29, 2024
In the industry
23 y
since Feb 4, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Apr 29, 2024 · Greensboro, Ga
- O•••• F•• I••• formerJan 5, 2015 to Apr 29, 2024 · Macon, Ga
- V••• F•••••••• A•••••••• I••• BD affiliatedOct 25, 2010 to Dec 26, 2015 · Macon, Ga
- S••••••••• A•••••• A•••••••• I••• formerJan 23, 2004 to Oct 26, 2010 · Macon, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 4, 2003 to Dec 31, 2005 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to O•••• W•••••• I•••left Apr 29, 2024, registered Apr 29, 2024 (0 days) · channel change inside one enterprise, not a move · moved with a team
- V••• F•••••••• A•••••••• I••• to O•••• F•• I•••left Dec 26, 2015, registered Jan 5, 2015 (-355 days) · Other · moved with a team
- S••••••••• A•••••• A•••••••• I••• to V••• F•••••••• A•••••••• I•••left Oct 26, 2010, registered Oct 25, 2010 (-1 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Dec 31, 2005, registered Jan 23, 2004 (-708 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address