DFX Intelligence
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Team lift-out
3 advisors left O•••• F•• I••• for L•• F•••••••• L••
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| William Charles Roland | Petaluma, Ca | Nov 9, 2021 | Nov 8, 2021 |
| Ashley Marie Sawyer | Petaluma, Ca | Nov 10, 2021 | Nov 8, 2021 |
| Kenneth Micheal Lemas | San Ramon, Ca | Nov 10, 2021 | Nov 8, 2021 |
The rule
- Registrations ended
- Nov 9, 2021 to Nov 10, 2021
- Registered next
- Nov 8, 2021
- Branch state
- CA
- Cities
- 2, most in Petaluma, Ca
- Registered there that day
- 1,061 (people still on IAPD; an estimate)
- Share of that headcount
- 0.3%
- Succession by the destination
- none on the tape