DFX Intelligence
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Team lift-out
2 advisors left H•••• W••••• M••••••••• for A•••••• A••••••• S•••••••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Nicholas Groman | Cincinnati, Oh | Jul 19, 2023 | Jul 24, 2023 |
| Matthew Walter Tarka | Cincinnati, Oh | Aug 2, 2023 | Aug 3, 2023 |
The rule
- Registrations ended
- Jul 19, 2023 to Aug 2, 2023
- Registered next
- Jul 24, 2023 to Aug 3, 2023
- Branch state
- OH
- Cities
- 1, most in Cincinnati, Oh
- Registered there that day
- 14 (people still on IAPD; an estimate)
- Share of that headcount
- 14%
- Succession by the destination
- none on the tape