DFX Intelligence
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Team lift-out
2 advisors left C••• F•••••••• S•••••••• L••• for P•• A•••••••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Brian Yukio Horiuchi | San Jose, Ca | Mar 14, 2025 | Mar 17, 2025 |
| Jonathan A Stoft | San Jose, Ca | Mar 14, 2025 | Mar 19, 2025 |
The rule
- Registrations ended
- Mar 14, 2025
- Registered next
- Mar 17, 2025 to Mar 19, 2025
- Branch state
- CA
- Cities
- 2, most in San Jose, Ca
- Registered there that day
- 469 (people still on IAPD; an estimate)
- Share of that headcount
- 0.4%
- Succession by the destination
- none on the tape