DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••
Not a lift-out: both firms report Lpl Holdings, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Brian Clarke Gates | Anaheim, Ca | Apr 4, 2025 | Apr 24, 2025 |
| Mohammed Moustafa Eid | Laguna Hills, Ca | Apr 11, 2025 | May 19, 2026 |
The rule
- Registrations ended
- Apr 4, 2025 to Apr 11, 2025
- Registered next
- Apr 24, 2025 to May 19, 2026
- Branch state
- CA
- Cities
- 2, most in San Diego, Ca
- Registered there that day
- 462 (people still on IAPD; an estimate)
- Share of that headcount
- 0.4%
- One enterprise because
- both firms report Lpl Holdings, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape