DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••
Not a lift-out: both firms report Lpl Holdings, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
othertootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Adam E Hartzell | Gilbertsville, Pa | Apr 20, 2015 | Apr 17, 2015 |
| Stephen Theodore Clark | Pottstown, Pa | Apr 20, 2015 | Apr 17, 2015 |
The rule
- Registrations ended
- Apr 20, 2015
- Registered next
- Apr 17, 2015
- Branch state
- PA
- Cities
- 2, most in Gilbertsville, Pa
- Registered there that day
- 277 (people still on IAPD; an estimate)
- Share of that headcount
- 0.7%
- One enterprise because
- both firms report Lpl Holdings, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape