DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from E•••••• C•••••• M••••••••• L•• to M••••• S••••••
Not a lift-out: both firms report M••••• S•••••• as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtowirehouseRIA to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Bryan David Condra | Washington, Dc | Nov 15, 2022 | Nov 8, 2022 |
| Nicholas Burda | Washington, Dc | Nov 15, 2022 | Nov 28, 2022 |
The rule
- Registrations ended
- Nov 15, 2022
- Registered next
- Nov 8, 2022 to Nov 28, 2022
- Branch state
- DC
- Cities
- 1, most in Washington, Dc
- Registered there that day
- 653 (people still on IAPD; an estimate)
- Share of that headcount
- 0.3%
- One enterprise because
- both firms report M••••• S•••••• as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape