DFX Intelligence
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Team lift-out
2 advisors left J••••• H•••••••• W••• L••••• L•• for S•••••• N••••••• • C••••••• I•••••••••
independent RIAtonational BDRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| David Fielding Havens | Winstonsalem, Nc | Mar 20, 2019 | Mar 14, 2019 |
| Kevin Brian Lyall | Winstonsalem, Nc | Mar 20, 2019 | Mar 14, 2019 |
The rule
- Registrations ended
- Mar 20, 2019
- Registered next
- Mar 14, 2019
- Branch state
- NC
- Cities
- 1, most in Winstonsalem, Nc
- Registered there that day
- 381 (people still on IAPD; an estimate)
- Share of that headcount
- 0.5%
- Succession by the destination
- none on the tape