DFX Intelligence
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Team lift-out
2 advisors left P••• A••••• S••••••••• L•• for B••• W••••• A•••••••• I•••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Aaron Wayne Schuler | Rock Springs, Wy | Apr 30, 2019 | Apr 15, 2019 |
| Justin A Falzone | Rock Springs, Wy | Apr 30, 2019 | Jul 1, 2019 |
The rule
- Registrations ended
- Apr 30, 2019
- Registered next
- Apr 15, 2019 to Jul 1, 2019
- Branch state
- WY
- Cities
- 1, most in Rock Springs, Wy
- Registered there that day
- 1,206 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- Succession by the destination
- none on the tape