DFX Intelligence
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Team lift-out
2 advisors left P••• A••••• S••••••••• L•• for P••••••• F••••••••• L••
BD affiliatedtostate registeredAffiliated broker-dealer or bank to a state-registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Joseph M Piazza | Houston, Tx | Mar 5, 2019 | Feb 25, 2019 |
| Matthew W Dockall | Houston, Tx | Mar 19, 2019 | Feb 25, 2019 |
The rule
- Registrations ended
- Mar 5, 2019 to Mar 19, 2019
- Registered next
- Feb 25, 2019
- Branch state
- TX
- Cities
- 1, most in Houston, Tx
- Registered there that day
- 1,200 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- Succession by the destination
- none on the tape