DFX Intelligence
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Team lift-out
2 advisors left C•••••• S••••• • C••• I••• for F••••••• P••••••• A•• W•••••••• A•••••••
national BDtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Andrew F Klase | Corte Madera, Ca | Jul 26, 2018 | May 1, 2019 |
| Samuel Asher Schwartz | Woodland Hills, Ca | Aug 2, 2018 | Sep 19, 2018 |
The rule
- Registrations ended
- Jul 26, 2018 to Aug 2, 2018
- Registered next
- Sep 19, 2018 to May 1, 2019
- Branch state
- CA
- Cities
- 2, most in Corte Madera, Ca
- Registered there that day
- 2,492 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape