DFX Intelligence

RIA Intelligence

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Team lift-out

7 advisors left U••• I••••••••• S••••••• C•••••• for L•• F•••••••• L••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Heidi Jai MaloneSan Antonio, TxApr 20, 2018Apr 2, 2018
Robert Timothy HarlanSan Antonio, TxApr 23, 2018Apr 2, 2018
John Richard LanderSan Antonio, TxApr 25, 2018Mar 26, 2018
Max RodriguezSan Antonio, TxApr 25, 2018Apr 2, 2018
Geraldo Saldana ReyesSan Antonio, TxMay 4, 2018May 1, 2018
Richard Alan PoligalaSan Antonio, TxMay 11, 2018Apr 24, 2018
Youree Henry Mc BrideSan Antonio, TxMay 24, 2018May 1, 2018
The rule
Registrations ended
Apr 20, 2018 to May 24, 2018
Registered next
Mar 26, 2018 to May 1, 2018
Branch state
TX
Cities
1, most in San Antonio, Tx
Registered there that day
607 (people still on IAPD; an estimate)
Share of that headcount
1.2%
Succession by the destination
none on the tape
Other teams out of U••• I••••••••• S••••••• C••••••Other teams into L•• F•••••••• L••