DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Channel change (one enterprise)
2 advisors moved from I•••••• S••••••••• I••• to P•••••• I••••••••• M••••••••• I•••
Not a lift-out: both firms report Intelligenics, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
mixed wealthtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jennifer Rebecca Taub | Fort Mill, Sc | Oct 14, 2024 | May 25, 2022 |
| Lawrence Julian Shaw | Fort Mill, Sc | Oct 14, 2024 | May 17, 2022 |
The rule
- Registrations ended
- Oct 14, 2024
- Registered next
- May 17, 2022 to May 25, 2022
- Branch state
- SC
- Cities
- 1, most in Fort Mill, Sc
- Registered there that day
- 24 (people still on IAPD; an estimate)
- Share of that headcount
- 8.3%
- One enterprise because
- both firms report Intelligenics, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape