DFX Intelligence
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Team lift-out
3 advisors left C•••• C•••••• S••••••••• L••• for E•••• W••••• M••••••••• G•••• I•••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jared Paul Audette | Charlotte, Nc | Nov 20, 2023 | Oct 30, 2023 |
| Randall Carlisle Newton | Charlotte, Nc | Nov 20, 2023 | Jul 7, 2024 |
| Shane Patrick Snively | Charlotte, Nc | Nov 20, 2023 | Oct 30, 2023 |
The rule
- Registrations ended
- Nov 20, 2023
- Registered next
- Oct 30, 2023 to Jul 7, 2024
- Branch state
- NC
- Cities
- 1, most in Charlotte, Nc
- Registered there that day
- 109 (people still on IAPD; an estimate)
- Share of that headcount
- 2.8%
- Succession by the destination
- none on the tape