DFX Intelligence
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Team lift-out
10 advisors left A••••••••• F•••••••• S•••••••• L•• for S•••••• P••••••• I••••••••• A•••••••• L••
national BDtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Christopher Michael Rotella | Wyckoff, Nj | Nov 19, 2024 | Nov 15, 2024 |
| Jason Miles Burklow | Pompton Plains, Nj | Nov 19, 2024 | Nov 19, 2024 |
| Matthew Romolo Rotella | Kinnelon, Nj | Nov 19, 2024 | Nov 15, 2024 |
| Karol Turner | Woodland Park, Nj | Nov 20, 2024 | Nov 15, 2024 |
| Kelley Jean Trilling | Hawthorne, Nj | Nov 20, 2024 | Nov 19, 2024 |
| Nicholas S Capezzuto | Morristown, Nj | Nov 20, 2024 | Nov 15, 2024 |
| William Michael Lewis | Morris Plains, Nj | Nov 20, 2024 | Nov 15, 2024 |
| John Joseph Occhipinti | Hawthorne, Nj | Nov 22, 2024 | Nov 19, 2024 |
| Timothy Morgan Burklow | Pompton Plns, Nj | Nov 22, 2024 | Nov 15, 2024 |
| Timothy Morgan Burklow | Pompton Plains, Nj | Nov 25, 2024 | Nov 19, 2024 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Nov 19, 2024 to Nov 25, 2024
- Registered next
- Nov 15, 2024 to Nov 19, 2024
- Branch state
- NJ
- Cities
- 8, most in Pompton Plains, Nj
- Registered there that day
- 11,744 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape