DFX Intelligence

RIA Intelligence

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Team lift-out

6 advisors left A••••••••• F•••••••• S•••••••• L•• for S•••••• O• A••••• W••••• M••••••••• L••

national BDtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Charles HamowyNew York, NyJan 9, 2017Dec 21, 2018
Mark DorfmanNew York, NyJan 9, 2017Feb 7, 2017
Preston Paul FormanKew Gardens, NyJan 9, 2017Feb 3, 2017
Sally Laura HymanNew York, NyJan 9, 2017Feb 7, 2017
Muhammad Saad TahirNew York, NyJan 13, 2017Jul 29, 2019
Christopher Sal ConigliaroNew York, NyJan 18, 2017Dec 21, 2018
The rule
Registrations ended
Jan 9, 2017 to Jan 18, 2017
Registered next
Feb 3, 2017 to Jul 29, 2019
Branch state
NY
Cities
2, most in New York, Ny
Registered there that day
7,741 (people still on IAPD; an estimate)
Share of that headcount
0.1%
Succession by the destination
none on the tape
Other teams out of A••••••••• F•••••••• S•••••••• L••Other teams into S•••••• O• A••••• W••••• M••••••••• L••