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Team lift-out

3 advisors left A••••••••• F•••••••• S•••••••• L•• for H•••••• W••••• • T•• S••••••••

national BDtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Matthew David AurenzMishawaka, InJan 31, 2018Jan 31, 2018
Erik William BrennerFort Wayne, InFeb 6, 2018Jan 30, 2018
William Lee DavisPeru, InFeb 6, 2018Mar 2, 2018
The rule
Registrations ended
Jan 31, 2018 to Feb 6, 2018
Registered next
Jan 30, 2018 to Mar 2, 2018
Branch state
IN
Cities
3, most in Mishawaka, In
Registered there that day
8,169 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
none on the tape