DFX Intelligence
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Team lift-out
4 advisors left A••••••••• F•••••••• S•••••••• L•• for T•• A••••• P•••••••• L••
national BDtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Christopher Drue Schumacher | Grove City, Oh | Nov 13, 2019 | Nov 8, 2019 |
| Blake H. Farmer | Columbus, Oh | Nov 14, 2019 | Nov 12, 2020 |
| Alvin Koranteng Asiamah | Columbus, Oh | Nov 15, 2019 | Nov 8, 2019 |
| Isao Lee Shoji | Columbus, Oh | Nov 15, 2019 | Nov 8, 2019 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Nov 13, 2019 to Nov 15, 2019
- Registered next
- Nov 8, 2019 to Nov 12, 2020
- Branch state
- OH
- Cities
- 2, most in Columbus, Oh
- Registered there that day
- 8,836 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape