DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Tsg Advice Partners, LLC
Latest filing Mar 30, 2026
First filing on the tape Oct 1, 2019 · 18 filings
SEC status approved since Oct 29, 2019
RAUM
$867M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$856M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$78.8M
derived; firm RAUM over IAPD count
Employees
16
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$867M as of Mar 30, 2026
Feb 26, 2020$287M then
HNW client RAUM$551M as of Mar 30, 2026
Feb 26, 2020$161M then
State-registered IARs (5.B.3)10 as of Mar 30, 2026
Feb 26, 20203 then
Employees (5.A)16 as of Mar 30, 2026
Feb 26, 20208 then
Private funds: no history
RAUM +14% over the last fiscal year+22% a year over threeIARs 10 to 10offices 0 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $78.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 105derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $240,097derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 5.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $53.0M, 124 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$551M64%
- Individuals$305M35%
- Charitable organizations$9.5M1.1%
- Corporations and businesses$1.3M0.1%
- Individual clients
- 874reported
- HNW clients
- 278reported
- Pension plan clients
- 0reported
- Charitable clients
- 5reported
- Accounts
- 3,609reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $53.0M for 124 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Isao Lee ShojiCertified Financial Planner | Columbus, Oh | Nov 8, 2019 | 20 y | 1 |
| Alvin Koranteng Asiamah | Columbus, Oh | Nov 8, 2019 | 25 y | 1 |
| Christopher Drue SchumacherCertified Financial Planner | Columbus, Oh | Nov 8, 2019 | 21 y | 3 |
| John Bennett LovedayCertified Financial Planner | Columbus, Oh | Nov 10, 2020 | 11 y | 1 |
| Meghan Marie MaderCertified Financial Planner | Columbus, Oh | Nov 10, 2020 | 21 y | 3 |
| Jonathan J RobyCertified Financial Planner | Columbus, Oh | Nov 12, 2020 | 10 y | 0 |
| Blake H. Farmer | Columbus, Oh | Nov 12, 2020 | 25 y | 4 |
| Angel Renae BrownCertified Financial Planner | San Diego, Ca | Sep 3, 2021 | 26 y | 2 |
| Lindsay Nichole Wolf | Columbus, Oh | Sep 14, 2024 | 23 y | 4 |
| Ryan Anthony LearyCertified Financial Planner | Columbus, Oh | Oct 29, 2024 | 16 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Ryan Anthony Leary from Equitable Advisors, LLCOct 29, 2024 · Affiliated broker-dealer or bank to independent RIA
- Lindsay Nichole Wolf from Newedge AdvisorsSep 14, 2024 · Affiliated broker-dealer or bank to independent RIA
- Misty Blu Cherniss from Clarity Financial PlannersAug 22, 2022 · Other
- Angel Renae Brown from Valic Financial Advisors, Inc.Sep 3, 2021 · Affiliated broker-dealer or bank to independent RIA
- Blake H. Farmer from Ameriprise Financial Services, LLCNov 12, 2020 · Affiliated broker-dealer or bank to independent RIA
- Meghan Marie Mader from Collaborative Financial Partners LLCNov 10, 2020 · RIA to RIA
- John Bennett Loveday from Collaborative Financial Partners LLCNov 10, 2020 · RIA to RIA
- Alvin Koranteng Asiamah from Ameriprise Financial Services, LLCNov 8, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
- Christopher Drue Schumacher from Ameriprise Financial Services, LLCNov 8, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
- Isao Lee Shoji from Ameriprise Financial Services, LLCNov 8, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from Ameriprise Financial Services, LLCNov 13, 2019 · Columbus, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Koranteng Alvin Asiamah · Managing Membercontrolsince 11/2019 · owns 25% to 50%
- Drue Christopher Schumacher · Managing Membercontrolsince 11/2019 · owns 25% to 50%
- Lee Isao Shoji · Managing Member And Chief Compliance Officercontrolsince 11/2019 · owns 25% to 50%
Related persons
Schedule D 7.A
- Glover Law, LLCn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Columbus, Oh · principal | 11 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 3,410 to 3,609Sep 11, 2025 to Mar 30, 2026
- Charity clients · unset to 5.0Sep 11, 2025 to Mar 30, 2026
- Corporate clients · 5.0 to unsetSep 11, 2025 to Mar 30, 2026
- HNW clients · 235 to 278Sep 11, 2025 to Mar 30, 2026
- Individual clients · 830 to 874Sep 11, 2025 to Mar 30, 2026
- Assets in custody · $51.0M to $53.0MSep 11, 2025 to Mar 30, 2026
- Employees · 17 to 16Sep 11, 2025 to Mar 30, 2026
- Discretionary RAUM · $762M to $867MSep 11, 2025 to Mar 30, 2026
- HNW RAUM · $488M to $551MSep 11, 2025 to Mar 30, 2026
- Individual RAUM · $264M to $305MSep 11, 2025 to Mar 30, 2026
- RAUM · $762M to $867MSep 11, 2025 to Mar 30, 2026
- Other offices · 0 to 1Mar 25, 2025 to Sep 11, 2025
- Accounts · 2,969 to 3,410Aug 26, 2024 to Mar 25, 2025
- Advisory employees · 10 to 12Aug 26, 2024 to Mar 25, 2025
- HNW clients · 214 to 235Aug 26, 2024 to Mar 25, 2025
- Individual clients · 771 to 830Aug 26, 2024 to Mar 25, 2025
- Assets in custody · $11.6M to $51.0MAug 26, 2024 to Mar 25, 2025
- Employees · 12 to 17Aug 26, 2024 to Mar 25, 2025
- Financial planning clients · 251-500 to 251-500Aug 26, 2024 to Mar 25, 2025
- Discretionary RAUM · $613M to $762MAug 26, 2024 to Mar 25, 2025
- HNW RAUM · $394M to $488MAug 26, 2024 to Mar 25, 2025
- Individual RAUM · $210M to $264MAug 26, 2024 to Mar 25, 2025
- RAUM · $613M to $762MAug 26, 2024 to Mar 25, 2025
- Accounts · 2,853 to 2,969Mar 31, 2023 to Mar 29, 2024
- Corporate clients · unset to 5.0Mar 31, 2023 to Mar 29, 2024
- HNW clients · 215 to 214Mar 31, 2023 to Mar 29, 2024
- Individual clients · 736 to 771Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $8.7M to $11.6MMar 31, 2023 to Mar 29, 2024
- Financial planning clients · 101-250 to 251-500Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $483M to $613MMar 31, 2023 to Mar 29, 2024
- HNW RAUM · $319M to $394MMar 31, 2023 to Mar 29, 2024
- Individual RAUM · $156M to $210MMar 31, 2023 to Mar 29, 2024
- RAUM · $483M to $613MMar 31, 2023 to Mar 29, 2024
- Accounts · 3,167 to 2,853Mar 31, 2022 to Mar 31, 2023
- Advisory activities · 4 to 2Mar 31, 2022 to Mar 31, 2023
- HNW clients · 208 to 215Mar 31, 2022 to Mar 31, 2023
- Individual clients · 700 to 736Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $26.2M to $8.7MMar 31, 2022 to Mar 31, 2023
- Insurance-licensed employees · 1 to 0Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $501M to $483MMar 31, 2022 to Mar 31, 2023
Signals
7 dated events
- Tsg Advice Partners, Llc reported RAUM $613.3M, up 27% from $482.9M (2023-03-31 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Tsg Advice Partners, Llc reported RAUM $501.3M, up 34% from $373.2M (2021-03-29 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Adam Daniel Bernstein (Chief Compliance Officer) no longer on Schedule A of Tsg Advice Partners, Llc (listed 2019-10-01, absent 2019-11-08)Nov 8, 2019 · Control person left · inference
- Koranteng Alvin Asiamah (Managing Member) appeared on Schedule A of Tsg Advice Partners, LlcNov 8, 2019 · Control person joined · fact
- Lee Isao Shoji (Managing Member And Chief Compliance Officer) appeared on Schedule A of Tsg Advice Partners, LlcNov 8, 2019 · Control person joined · fact
- Drue Christopher Schumacher (Managing Member) appeared on Schedule A of Tsg Advice Partners, LlcNov 8, 2019 · Control person joined · fact
- Adena Advisors, Llc filed its initial SEC registration (Form ADV)Oct 1, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@tsgadvice.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 614-697-2750reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 614-697-2755reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/tsg-advice-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- tsgadvice.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (614) 697-2750reportedpublic record, Form ADV, Mar 30, 2026
- Team page
- tsgadvice.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $78.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026