DFX Intelligence
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Team lift-out
3 advisors left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L••
national BDtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Kenneth Allan Franklin | Aliso Viejo, Ca | Sep 11, 2024 | Sep 3, 2024 |
| Marco Antonio Rivera | Santa Rosa, Ca | Sep 11, 2024 | Sep 9, 2024 |
| Ryan Joel Mason | Santa Rosa, Ca | Sep 19, 2024 | Sep 9, 2024 |
The rule
- Registrations ended
- Sep 11, 2024 to Sep 19, 2024
- Registered next
- Sep 3, 2024 to Sep 9, 2024
- Branch state
- CA
- Cities
- 2, most in Santa Rosa, Ca
- Registered there that day
- 11,605 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape