DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
5 advisors left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L••
national BDtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Brenden Jeffrey Dauphin | Dubuque, Ia | May 7, 2026 | May 14, 2026 |
| Frederick T Ganter | Dubuque, Ia | May 15, 2026 | May 1, 2026 |
| Thomas Casey | Dubuque, Ia | May 15, 2026 | May 1, 2026 |
| Thomas Edward Stricker | Dubuque, Ia | May 15, 2026 | May 1, 2026 |
| Christopher Allen Noel | Asbury, Ia | May 28, 2026 | May 1, 2026 |
The rule
- Registrations ended
- May 7, 2026 to May 28, 2026
- Registered next
- May 1, 2026 to May 14, 2026
- Branch state
- IA
- Cities
- 3, most in Dubuque, Ia
- Registered there that day
- 12,613 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape