T••••• E••••• S•••••••

• L•• F•••••••• L•• BD affiliated current
  since May 1, 2026 · St,Dubuque, Ia
• A••••••••• F•••••••• S•••••••• L•• national BD
  Jun 4, 2019 to May 15, 2026 · Maquoketa, Ia
• L•• F•••••••• L•• BD affiliated
  Mar 19, 2014 to Jun 12, 2019 · Dubuque, Ia
• U••• B•••••• I••••••••• I••• former
  Jan 3, 2006 to Jan 22, 2014 · Dubuque, Ia

• A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••
  left May 15, 2026, registered May 1, 2026 (-14 days) · Affiliated broker-dealer or bank to another · moved with a team
• L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
  left Jun 12, 2019, registered Jun 4, 2019 (-8 days) · RIA to affiliated broker-dealer or bank
• U••• B•••••• I••••••••• I••• to L•• F•••••••• L••
  left Jan 22, 2014, registered Mar 19, 2014 (56 days) · Other

• ••• Locked
  May 15, 2026 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

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