DFX Intelligence
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Team lift-out
4 advisors left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L••
national BDtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Mark Daniel Batty | West Chester, Oh | Aug 28, 2026 | Aug 27, 2026 |
| Neil Allen Bailey | Hilliard, Oh | Aug 28, 2026 | Aug 27, 2026 |
| David J Naber | Cincinnati, Oh | Sep 2, 2026 | Aug 27, 2026 |
| Molly Grimm | Liberty Twp, Oh | Sep 2, 2026 | Aug 27, 2026 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Aug 28, 2026 to Sep 2, 2026
- Registered next
- Aug 27, 2026
- Branch state
- OH
- Cities
- 4, most in Hilliard, Oh
- Registered there that day
- 12,996 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape