DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

David J Naber

LPL Financial LLCBD affiliatedSan Diego, Ca dual registrantIAPD 4741183

Certified Financial Planner

Feed of 09/15/2026

At current firm

0 y

since Aug 27, 2026

In the industry

22 y

since Feb 25, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Aug 27, 2026 · Cincinnati, Oh
Ameriprise Financial Services, LLC national BD
Sep 27, 2013 to Sep 2, 2026 · Cincinnati, Oh
Wells Fargo Advisors wirehouse
Jan 1, 2008 to Sep 30, 2013 · Cincinnati, Oh
A. G. Edwards & Sons, Inc. unclassified
Feb 26, 2004 to Jan 1, 2008 · Cincinnati, Oh

Moves

a registration end followed by a registration begin elsewhere

Ameriprise Financial Services, LLC to LPL Financial LLC
left Sep 2, 2026, registered Aug 27, 2026 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
Wells Fargo Advisors to Ameriprise Financial Services, LLC
left Sep 30, 2013, registered Sep 27, 2013 (-3 days) · Wirehouse to affiliated broker-dealer or bank
A. G. Edwards & Sons, Inc. to Wells Fargo Advisors
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

David J Naber left Ameriprise Financial Services, Llc for Lpl Financial Llc (registered 2026-08-27)
Sep 2, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address