DFX Intelligence
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Team lift-out
2 advisors left A••••••••• F•••••••• S•••••••• L•• for E•••••••• A•••••••• L••
national BDtonational BDAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Eugene Joeseph Rooney | New York, Ny | Jul 26, 2022 | Dec 13, 2023 |
| Christopher John Spratt | Saratoga Springs, Ny | Aug 1, 2022 | Jul 19, 2022 |
The rule
- Registrations ended
- Jul 26, 2022 to Aug 1, 2022
- Registered next
- Jul 19, 2022 to Dec 13, 2023
- Branch state
- NY
- Cities
- 2, most in New York, Ny
- Registered there that day
- 10,405 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape