DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
2 advisors left L•• F•••••••• L•• for I••••••• F••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Brian Dat Nguyen | San Jose, Ca | Nov 12, 2021 | Nov 18, 2021 |
| Patrick Bauzon | Fremont, Ca | Nov 12, 2021 | Nov 18, 2021 |
The rule
- Registrations ended
- Nov 12, 2021
- Registered next
- Nov 18, 2021
- Branch state
- CA
- Cities
- 2, most in San Jose, Ca
- Registered there that day
- 12,480 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape