DFX Intelligence
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Team lift-out
2 advisors left L•• F•••••••• L•• for C••••• C•••• W•••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Christina Michelle Hammann | La Jolla, Ca | Oct 4, 2019 | Sep 10, 2019 |
| Tyler J Stearns | La Jolla, Ca | Oct 4, 2019 | Dec 5, 2019 |
The rule
- Registrations ended
- Oct 4, 2019
- Registered next
- Sep 10, 2019 to Dec 5, 2019
- Branch state
- CA
- Cities
- 1, most in La Jolla, Ca
- Registered there that day
- 8,775 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- a succession within a year (Jan 30, 2020), not necessarily this firm