DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
2 advisors left L•• F•••••••• L•• for R•••••• P••• A•••••••
BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Benjamin Thomas Pettigrew | Redwood City, Ca | Jul 2, 2020 | Jun 29, 2020 |
| David Michael Smith | Redwood City, Ca | Jul 2, 2020 | Jun 29, 2020 |
The rule
- Registrations ended
- Jul 2, 2020
- Registered next
- Jun 29, 2020
- Branch state
- CA
- Cities
- 1, most in R•••••• City, Ca
- Registered there that day
- 9,415 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape