DFX Intelligence
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Team lift-out
2 advisors left L•• F•••••••• L•• for O••••••• W•••••
BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Christopher L Sharp | Modesto, Ca | Oct 28, 2021 | Oct 20, 2021 |
| Thomas Michael Oliveira | Modesto, Ca | Oct 28, 2021 | Oct 20, 2021 |
The rule
- Registrations ended
- Oct 28, 2021
- Registered next
- Oct 20, 2021
- Branch state
- CA
- Cities
- 1, most in Modesto, Ca
- Registered there that day
- 12,415 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape