DFX Intelligence
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Team lift-out
4 advisors left L•• F•••••••• L•• for O•••• I••••••••• I•••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Adam Joseph Wass | Westminster, Ca | May 18, 2022 | May 4, 2022 |
| George Thomas Avila | Brea, Ca | May 18, 2022 | May 4, 2022 |
| Heather G. Blake | Westminster, Ca | May 18, 2022 | Jan 2, 2026 |
| Robert Nieto | San Diego, Ca | May 18, 2022 | May 4, 2022 |
The rule
- Registrations ended
- May 18, 2022
- Registered next
- May 4, 2022 to Jan 2, 2026
- Branch state
- CA
- Cities
- 3, most in Westminster, Ca
- Registered there that day
- 13,014 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape