DFX Intelligence
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Team lift-out
3 advisors left L•• F•••••••• L•• for R••••• W• B•••• • C•• I•••••••••
BD affiliatedtomixed wealthAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Gregory Wilford Aiken | Bountiful, Ut | Sep 8, 2023 | Aug 24, 2023 |
| Jonathon Scott Bult | Herber City, Ut | Sep 15, 2023 | Aug 24, 2023 |
| Ben Karl Blake | Park City, Ut | Sep 18, 2023 | Aug 24, 2023 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Sep 8, 2023 to Sep 18, 2023
- Registered next
- Aug 24, 2023
- Branch state
- UT
- Cities
- 3, most in Bountiful, Ut
- Registered there that day
- 15,237 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape