RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•• K••• B••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Aug 24, 2023 · Draper, Ut
- L•• F•••••••• L•• BD affiliatedSep 19, 2016 to Sep 18, 2023 · St. George, Ut
- Z•••• C•••••• A•••••••• I••• institutionalOct 31, 2007 to Sep 20, 2016 · Salt Lake City, Ut
- L•• F•••••••• L•• to R••••• W• B•••• • C•• I•••••••••left Sep 18, 2023, registered Aug 24, 2023 (-25 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Z•••• C•••••• A•••••••• I••• to L•• F•••••••• L••left Sep 20, 2016, registered Sep 19, 2016 (-1 days) · Other
- B•• K••• B•••• left L•• F•••••••• L•• for R••••• W• B•••• • C•• I••••••••• (registered 2023-08-24)Sep 18, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address